- Regions Bank (Charlotte, NC)
- …At Regions, the Corporate Compliance Analyst is a second line of defense risk management function that ensures the development and maintenance of a strong ... unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum… more
- Coinbase (Charlotte, NC)
- …that our global CX Compliance Operations function efficiently, comply with regulatory requirements, and consistently deliver high-quality resolutions. As a Senior ... Analyst , Compliance TMS Operations within the CX Compliance team,...work extensively with functional leaders in the Financial Crime Risk Service line and support functions to maintain production… more
- Fox Rothschild LLP (Greensboro, NC)
- …As a member of the Information Governance Department, the Lead Matter Mobility Analyst drives strategy and execution for the Firm's most complex matter mobility ... as the senior subject-matter expert, responsible for process design, risk mitigation, and cross-functional coordination on high-impact projects. **ESSENTIAL… more
- Prime Therapeutics (Raleigh, NC)
- …passion and drives every decision we make. **Job Posting Title** Compliance Analyst Principal (Performance and Oversight) - Remote **Job Description** The Compliance ... and assisting leaders in the implementation, monitoring, and maintenance of regulatory requirements throughout the enterprise. This position acts as the subject… more
- S&P Global (NC)
- …relevant experience in the financial services sector as a compliance, legal, or risk management professional + Driven, self-directed person with an understanding ... help organizations across the globe assess and manage credit risk . Credit Solutions (CS) is the commercial arm within...CS business and in mitigating operational, financial, legal and regulatory risks. The Licensing Operations Senior Analyst … more
- Truist (Charlotte, NC)
- …3-6 years of experience in a financial or other institution with emphasis on risk management or equivalent work experience and training 3. Understanding of ... Compliance, Risk , Product, and Marketing to ensure disclosures meet regulatory requirements and internal governance standards. Key Responsibilities * Support end… more
- Equitable (Charlotte, NC)
- …and evaluate asset types, market and industry trends, major issues, and regulatory considerations. **Liquidity Management :** Knowledge of liquidity management ... Capital Markets Analyst ( 250000O2 ) **Primary Location** : UNITED...2 years of experience in treasury, corporate finance, investment management or other related field + Established financial modeling… more
- Carrington (Raleigh, NC)
- …track all assignments and update the status accordingly. + Escalate issues of risk concern to management and maintain appropriate data integrity and ... team and work a remote schedule!** The Loan Servicing Quality Assurance Analyst position will be responsible for applying proven analytical, problem-solving, and… more
- Huntington National Bank (Charlotte, NC)
- …Human Resource Service Delivery, Financial Services Operations, Workplace Service Delivery, Integrated Risk Management , Governance Risk Compliance, and Legal ... structures, data management practices, various corporate security rules, legal and regulatory obligations such as PCI, SOX or similar standards + . Advanced… more
- SMBC (Charlotte, NC)
- …Business or related discipline). + 3-5 years of business experience in finance, audit, risk , compliance, or regulatory management in banking / financial ... in-scope for EUC governance is a plus: (Reporting - Financial, Regulatory , Risk , Executive Management , Board; Front-Office Operations, Compliance, Capital /… more