- S&P Global (New York, NY)
- …responsible for providing 1st Line Risk & Control support and capabilities for the Analytical teams across S&P Global Ratings, with primary focus on the US Public ... remediation of risk & control issues, implementation of control monitoring & testing , delivery of insights to enable appropriate risk-based decision making and… more
- JPMorgan Chase (New York, NY)
- …through SDLC, agile prioritization, requirements gathering and sharing with technology, and testing + Use analytical frameworks, data visualization, and data ... and manipulate large databases of payments data to perform analytical due diligence and help define requirements to technology...MS Excel and MS PowerPoint Skills + Quantitative and analytical skills, well adapted to working with and sourcing… more
- KeyBank (NY)
- …curious, problem-solver interested in helping to advance our collaborative and data-driven testing approach utilizing a suite of analytical tools. The ideal ... applicable laws and regulations through the execution of compliance monitoring and testing across Key's lines of business, products, and functional activities. In… more
- TD Bank (New York, NY)
- …broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, and support for central elements of the ... US Compliance Monitoring and Testing Program, including:** + Lead strategic planning efforts and...to work both individually and as a team, strong analytical skills, and attention to detail.** The above details… more
- KeyBank (Buffalo, NY)
- …in developing and implementing risk-based validation frameworks, procedures, and controls testing methodologies. + Excellent analytical skills, with the ability ... Defense data risk validation framework, validation procedures, risk-based methodology, controls testing , and validation reporting. This leader will have a deep… more
- KeyBank (Buffalo, NY)
- …through the execution of compliance and operational risk monitoring and testing across Key's lines of business, products, and functional activities. Individuals ... in this role assist in the design and execution of operational risk testing and continuous monitoring. Individuals work both autonomously on assignments and in… more
- Raymond James Financial, Inc. (New York, NY)
- …of autonomy, uses extensive knowledge and skills to lead the firm's stress testing program from a 2nd line of defense perspective. Responsibilities include, but are ... to: oversee the design, implementation and execution of scenario design, stress testing , expansion and review and challenge in alignment with regulatory requirements… more
- TD Bank (New York, NY)
- …This Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The Monitoring and Testing Team sits in ... covers the TDS US businesses and certain global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other… more
- American Express (New York, NY)
- …who will play a pivotal role in setting up the new transaction testing function within the Enterprise Data Risk Management team to ensure financial transactions ... but are not limited to:** + Plan, execute and oversee detailed transaction testing across various card products and systems to validate data feeding into regulatory… more
- Scotiabank (New York, NY)
- Compliance Testing Senior Manager, Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the ... every future! **Purpose** Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer and Derivatives Compliance ensuring specific individual… more