• Specialist - Mutual Fund…

    Lincoln Financial (Charlotte, NC)
    …regulatory filings. The focus of this position is to ensure the Lincoln Mutual Funds successfully complete all required SEC filings timely and accurately. ... desired . A minimum of 1-4 years of accounting, financial reporting/analysis experience in mutual fund , insurance, or public accounting environment . Mutual … more
    Lincoln Financial (08/27/25)
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  • Virtual Annuity Advisor

    Raymond James Financial, Inc. (Raleigh, NC)
    …markets and products including annuities, UIT's, structured products, alternative investments, mutual funds , stocks and options. **Skill in:** * Organizational ... executing unsolicited orders and offering guidance in relation to other associated sales practice activities and requirements. Guidance is provided to perform varied… more
    Raymond James Financial, Inc. (08/26/25)
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  • Attorney, Funds Management

    Lincoln Financial (Greensboro, NC)
    …also provide legal support, legal project management and guidance regarding the proprietary mutual funds , including advice regarding fund operations and ... are responsible for providing investment management services to proprietary mutual funds and separate accounts. You will...vendor contracts for services supporting the advisor and the mutual fund complex. * Drafting negotiating, and… more
    Lincoln Financial (08/14/25)
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  • Sr Consultant, Fund Admin, Regulatory

    Lincoln Financial (Greensboro, NC)
    …(eg "stickers"). * Leading the process for maintaining, updating, and organizing mutual fund registration documents and all exhibits, including complex ... Researching, evaluating and reporting on regulatory matters related to mutual fund registration documents and fund...Required) * 5 - 7+ Years of experience with mutual funds , investment advisers and/or service providers… more
    Lincoln Financial (08/14/25)
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  • Advertising Compliance Reviewer

    Equitable (Charlotte, NC)
    …securities and insurance department rules and regulations, and a foundational knowledge of variable annuity , variable life and mutual fund products as they ... providing guidance on, revisions for, and principal approval of advertising and sales material largely developed by or on behalf of individual Financial… more
    Equitable (08/08/25)
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