- Raymond James Financial, Inc. (St. Petersburg, FL)
- …assist with preparation of responses to regulatory authorities. + Research and coordinate Anti - Money Laundering issues and projects as needed. + Assist with ... FINRA regulatory filing 5130 and documenting exemptions as applicable. + Work with firm associates to ensure maintenance of a library of documents, contracts, contract clauses, templates, and historical documents, and revise as necessary. + Performs other… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …requirements + Evaluate, enhance and optimize investigations associated with Anti - Money Laundering (AML)/Counter-Terrorist Financing (CTF)/Sanctions. + Develop ... policies, standards and procedures, tailored to sanctions investigations of clients, transactions and securities reviews, while in alignment with our corporate policies and standards. + Tailor appropriate training modules for Raymond James' enterprise AML… more
- Truist (Orlando, FL)
- …Reg 9, Discretionary Distribution policies and procedures, Sarbanes Oxley/ Anti - money Laundering). QUALIFICATIONS Required Qualifications: The requirements ... listed below are representative of the knowledge, skill and/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions. 1. 10+ years experience as a relationship manager in the… more
- Molina Healthcare (Miami, FL)
- …the prevention, detection, investigation, reporting, and when appropriate, recovery of money related to health care fraud, waste, and abuse. Duties include ... Counsel, and Medical Officers in order to achieve and maintain appropriate anti -fraud oversight. **Job Duties** + Responsible for developing leads presented to the… more
- MyFlorida (Tampa, FL)
- …jurisdiction. + Experience in racing regulation, the rules of racing, and/or an anti -doping organization. Where you will work: This position is located in Tampa, ... FICA Alternative Plan affords OPS employees an excellent opportunity to help accumulate money for a secure retirement. + The Florida Gaming Control Commission has… more