- Banc of California (Santa Ana, CA)
- …Act (FCRA), Bank Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti - Money Laundering (AML) and Customer Information Program (CIP), Right to ... Financial Privacy Act (RFPA, state and federal) and Community Reinvestment Act (CRA). + Working knowledge of the Bank's Loan Policies and Standards. + Strong skills in computer terminal and personal computer operation; Microsoft Office applications including… more
- Banc of California (Menlo Park, CA)
- …Act (FCRA), Bank Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti - Money Laundering (AML) and Customer Information Program (CIP), Right to ... Financial Privacy Act (RFPA, state and federal) and Community Reinvestment Act (CRA) + Proficient with Word and Excel + Entrepreneurial work ethic + Strong analytical skills + Review and be knowledgeable of departmental and human resource's policies and… more
- Robert Half (San Francisco, CA)
- …work within various segments, including but not limited to financial crime and anti - money laundering , risk management, credit services, regulatory compliance ... and consumer protection, analytics, and legal consulting. Meaningful onboarding. Impactful training. Foundational learning. These experiences define Protiviti's award-winning internship - an experience that builds upon your skills and knowledge and enables you… more
- MUFG (Los Angeles, CA)
- …Compliance including but not limited to the Bank Secrecy Act, USA Patriot Act, Anti - Money Laundering Act, Know Your Customers (KYC), Suspicious Activity ... Reports (SARS), Currency and Transaction Reporting (CTR) and etc. (5%). Others (10%) + Maintain good relationships with local community, local business association, and customers through Corporate Social Responsibility activities. + Keep abreast of local,… more
- US Bank (Los Angeles, CA)
- …13. Actively ensures compliance with the US Bank Code of Ethics and all Anti - Money Laundering , Bank Secrecy Act, information security and suspicious activity ... reporting requirements, policies and procedures. Actively participates in any required corporate and business line training in these areas. Follows account opening procedures and understands and follows internal suspicious activity referral requirements and… more
- Enterprise Bank & Trust (San Jose, CA)
- …of your duties and responsibilities as it relates to the Bank Secrecy Act (BSA), Anti - Money Laundering Act (AML), Patriot Act, and Office of Foreign Assets ... Control Regulations (OFAC). This includes participating in any required training and promptly complying with all reporting requirements. + Demonstrate a satisfactory understanding of and adherence to EEO/AA policy; promote a working environment free of… more
- Atria Wealth Solutions (Dublin, CA)
- …and banking regulations (including those related to OFAC and Bank Secrecy Act / Anti - Money Laundering compliance) and Patelco Credit Union's policies and ... procedures. Qualifications + Bachelors degree in in finance, business or related field required. + 5+ years related investment industry experience and/or training. + 3+ years of prior management experience, including sales coaching experience. + Series 7, 63,… more
- Banc of California (Los Angeles, CA)
- …Act (FCRA), Bank Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti - Money Laundering (AML) and Customer Information Program (CIP), Right to ... Financial Privacy Act (RFPA, state and federal) and Community Reinvestment Act (CRA) + PC proficient with emphasis in Word, Excel + Excellent composing and writing skills + Ability to communicate verbally with a wide range of people + Responsiveness, judgment,… more
- Banc of California (Laguna Hills, CA)
- …Act (FCRA), Bank Secrecy Act (BSA), in conjunction with the USA PATRIOT Act, Anti - Money Laundering (AML) and Customer Information Program (CIP), Right to ... Financial Privacy Act (RFPA state and federal) and Community Reinvestment Act (CRA). + Creates a compelling vision of the future and translates it into action, linking others' contributions to the success of Banc of California. + Develops talent by creating… more
- Citizens (San Francisco, CA)
- …the applicable federal and state laws, regulations and guidance, including those related to anti - money laundering (eg, Bank Secrecy Act, US PATRIOT Act, ... etc.) as well as Bank policies and procedures. Banker Qualifications: + A minimum of three years of experience in private (or Private Client) banking serving sophisticated clients, building relationships and supporting growth of deposits. + History of working… more