- Citigroup (Jacksonville, FL)
- …through inbound and outbound phone calls and adhering to Know-Your-Customer (KYC) and Anti - Money Laundering (AML) procedures for Citi's Investment and/or ... Banking clients. Position is responsible for providing best in class service on Banking and/or Investment inquiries, and ensuring risk is prudently managed. Focus for this position will be in assisting clients open a new Self-directed account with Citi… more
- Citigroup (Tampa, FL)
- The SMB Know Your Customer (KYC) Ops Organization is an Anti - Money Laundering (AML) function within the SMB business that is responsible globally for ... ensuring SMB meets the standards mandated by Corporate AML/Compliance and external regulators. Within the SMB KYC Ops Organization, the Global Business Solutions team is responsible for partnering with Operations, Business, Compliance and Technology in… more
- Citigroup (Tampa, FL)
- …the transaction structure that require entry into Citi systems and/or constitute an Anti - Money Laundering AML (AML) relationship. + Create, modify, and ... refresh client records in Citi's proprietary entity reference data system. + Gather relevant information and documentation from various sources, including public databases, the Origination team, and the client, to ensure that Know Your Customer (KYC) records… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and assist with preparation of responses to regulatory authorities. + Research and coordinate Anti - Money Laundering issues and projects as needed. + Assist ... with FINRA regulatory filing 5130 and documenting exemptions as applicable. + Work with firm associates to ensure maintenance of a library of documents, contracts, contract clauses, templates, and historical documents, and revise as necessary. + Performs other… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …requirements + Evaluate, enhance and optimize investigations associated with Anti - Money Laundering (AML)/Counter-Terrorist Financing (CTF)/Sanctions. + ... Develop policies, standards and procedures, tailored to sanctions investigations of clients, transactions and securities reviews, while in alignment with our corporate policies and standards. + Tailor appropriate training modules for Raymond James' enterprise… more
- Truist (Orlando, FL)
- …(including Reg 9, Discretionary Distribution policies and procedures, Sarbanes Oxley/ Anti - money Laundering ). QUALIFICATIONS Required Qualifications: The ... requirements listed below are representative of the knowledge, skill and/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions. 1. 10+ years experience as a relationship manager in… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …goals and initiatives to achieve strategic vision for Compliance, Risk Management, Anti - Money Laundering & Financial Crimes Management, and Supervision ... training programs. **Knowledge, Skills, and Abilities** **Advanced Knowledge of:** + Adult learning theory, eLearning design best practices, and learning methods and techniques. + Training measurement and evaluation practices, such as Kirkpatrick model,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …architecture, roadmap, and delivery of innovative technology solutions that enable advanced Anti - Money Laundering (AML), fraud prevention, and financial ... crime risk management capabilities. This role is central to developing scalable, regulatory-compliant, and intelligence-driven platforms that utilize cutting-edge technologies-including artificial intelligence (AI), machine learning (ML), and advanced… more
- JPMorgan Chase (Tampa, FL)
- …or specialized field. + 3+ years experience in Know Your Customer (KYC), Anti - money Laundering (AML), OFAC and Sanctions + Demonstrated proficiency ... in analytical thinking, with a track record of systematically organizing, comparing, and evaluating various aspects of a situation to identify key information. + Proven ability to perform assessments of the control environment, identifying control coverage… more
- MUFG (Tampa, FL)
- …Compliance including but not limited to the Bank Secrecy Act, USA Patriot Act, Anti - Money Laundering Act, Privacy Act, Regulations Q& X, Customer ... identification Program, Know Your Customer, Suspicious Activity Reports. **Qualifications:** + Minimum 5 years' experience in a commercial banking environment. + 3-5 years of experience in managing bank operations environment. + Knowledge of a broad range of… more