- Bank of America (New York, NY)
- Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **To proceed with your ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Markets-Non-Financial-Regulatory- Reporting --GM-NFRR--Operational- Monitoring \_25004657) **Job Description:** At Bank of America,… more
- TD Bank (New York, NY)
- …policies, standards and development of procedures, awareness and specialized training, monitoring , reporting and information, escalation of issues and events. ... areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, and support for central… more
- Bank of America (New York, NY)
- …plan, prior periods, prior forecasts, and budgets and evaluating current and future performance trajectory + Supports reporting and analysis for key constituents ... Pennington, New Jersey; Newark, Delaware **To proceed with your application , you must be at least 18 years of...model governance and monitoring process through Ongoing Monitoring Reviews and Reporting utilizing statistical tests… more
- TD Bank (New York, NY)
- …, Testing or training. Core Compliance + Design and develop Testing and Monitoring metrics, and contribute to department reporting + Support issues management ... is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The...but not required + Knowledge of operations, finance, regulatory reporting , sales and trading, at a global financial institution.… more
- TD Bank (New York, NY)
- …and develop MIS reporting for ongoing tracking and evaluation for both Monitoring and Oversight of the first line testing program. + Communicate deficiencies to ... in implementing compliance initiatives to help manage regulatory risk. **Compliance Monitoring & Compliance Oversight** + Assist with developing and overseeing the… more
- TD Bank (New York, NY)
- …**Job Description:** **Position:** Financial Crime Risk Oversight Specialist, Transaction Monitoring & Investigations **Reports to:** Director, Financial Crime Risk ... policies and practices. + Provide advisory and oversight support to the Transaction Monitoring and Investigations teams. + Provide advice to the business and FCC… more
- TD Bank (New York, NY)
- … Monitoring , Testing or training Core Compliance + Develop Testing and Monitoring metrics, and contribute to department reporting + Support issues management ... is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The...but not required + Knowledge of operations, finance, regulatory reporting , sales and trading, and applicable rules and regulations,… more
- TD Bank (New York, NY)
- …role involves managing compliance programs related to risk assessment, exam management, monitoring , reporting , and training across multiple lines of business. ... dedicated to setting new industry standards. The Compliance Manager **-** Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS)… more
- TD Bank (New York, NY)
- …etc.) + May be a point of contact for guidance in the monitoring / reporting of compliance, management, and strategic initiatives + Provides broad/deep commentary ... best practices. Supports the Enterprise Risk Management (ERM) Risk Reporting Team which produces the US Risk Dashboard and...manages the ERM Risk Profile Standard, including adherence and monitoring across the first and second lines of defense.… more
- MTA (New York, NY)
- …services through oversight of service level agreements with end users and monitoring of product performance . + Responsible for the recruitment, development, ... Cybersecurity Officer- Application Security Job ID: 12376 Business Unit: MTA...monitoring points are continually updated to assess the performance of technologies in their domain(s). Identify and manage… more