- Wells Fargo (Charlotte, NC)
- …structures and evolving market trends. Additionally, the Senior Market Risk Specialist will support ABS new issuance desks by validating the accuracy of ABS deal ... one or a combination of the following: trading, desk analyst , Capital Markets, market risk, interest rate risk or...Securities Exchange Act of 1934 and FINRA Bylaws, Article III , Section 3, which states that Associated Persons should… more
- Wells Fargo (Charlotte, NC)
- …with their Regional Alternative Investment Consultant and the AI Middle Office Support Team + Ensure adherence to compliance regulations and policies within the ... equivalents) + Certified Financial Planner (CFP) or Chartered Alternative Investment Analyst (CAIA) + Microsoft Office (Word, Excel, and Outlook) skills **Job… more
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