• Senior Compliance Officer - Broker Dealer Advisory

    Marex (New York, NY)
    …- Broker Dealer Advisory who will provide compliance advisory services for Equities, Fixed Income , Listed Options, Structured Products trading activities as well ... some of the largest commodity producers, consumers and traders, banks, hedge funds and asset managers. With more than 35 offices around the globe, and over 2,300… more
    Marex (08/07/25)
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  • Client Associate

    Neuberger Berman (New York, NY)
    …client assets (as of March 31, 2025) across a range of strategies-including equity, fixed income , quantitative and multi- asset class, private equity and ... NB Private Wealth is Neuberger Berman's direct-to-client wealth and investment management business. Managing $70b+ in client assets across 40+ seasoned wealth and… more
    Neuberger Berman (07/18/25)
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  • Vice President, QIS Structuring

    BMO Financial Group (New York, NY)
    …of **QIS** , equity derivatives and structured products. + Understanding of cross- asset strategies involving equities, fixed income , commodities, and ... full-service financial services provider. We offer corporate and investment banking, treasury management , as well as research and advisory services to clients around… more
    BMO Financial Group (07/11/25)
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  • Global Financial Institutions Group, Director

    SMBC (New York, NY)
    …Capital Markets (DCM, ECM, ABS, CLOs), Sales and Trading (Equities & Fixed Income ), FX/Derivatives, Trade Finance, Structured Financing (including Subscription ... Financing and Asset -based lending), Securitization Financing and other products. The Director/Vice President role within the Financial Institutions Group will be… more
    SMBC (07/09/25)
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  • Associate General Counsel - Mutual Funds

    Neuberger Berman (New York, NY)
    …client assets (as of March 31, 2025) across a range of strategies-including equity, fixed income , quantitative and multi- asset class, private equity and ... Funds. This is an exceptional opportunity for a well-rounded investment management attorney who enjoys working on many different sophisticated matters, wants… more
    Neuberger Berman (06/04/25)
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  • SVP, Capital Markets Chief Compliance Officer

    Raymond James Financial, Inc. (New York, NY)
    …Banking, Equity Research, Institutional Equity Sales & Trading, Affordable Housing Investments, Fixed Income Sales & Trading, and Public Finance Underwriting. + ... providing compliance guidance to support decision-making and operational risk management . + Maintain expertise in securities underwriting, private placements,… more
    Raymond James Financial, Inc. (06/03/25)
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  • Alternatives Specialist

    Neuberger Berman (New York, NY)
    …client assets (as of March 31, 2025) across a range of strategies-including equity, fixed income , quantitative and multi- asset class, private equity and ... of the Fund, including the Private Markets Investment Team, Sales Management , Client Advisors, and Marketing. + Present Neuberger's private equity platform,… more
    Neuberger Berman (08/08/25)
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  • Developer - Private Markets Research Technology

    Neuberger Berman (New York, NY)
    …client assets (as of March 31, 2025) across a range of strategies-including equity, fixed income , quantitative and multi- asset class, private equity and ... across platforms + Ensure adherence to best practices in database management , security, and performance optimization + Explore opportunities for automation and… more
    Neuberger Berman (08/08/25)
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  • Quantitative Research - Credit - Vice President

    JPMorgan Chase (New York, NY)
    …**Required Qualifications, Capabilities, and Skills:** + Knowledge of the credit and fixed income business with a structured approach to problem-solving. + ... consumer and small business banking, commercial banking, financial transaction processing and asset management . We offer a competitive total rewards package… more
    JPMorgan Chase (07/24/25)
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  • Sell Side Sales Manager, D&R

    S&P Global (New York, NY)
    …within the North America, including Investment/Commercial Banks, Regional Banks, Insurance and Fixed Income Asset Managers, and Real Estate companies. ... business targets. + Collaborate with the North America account management team to drive overall net growth in the...For:** **Basic Required Qualifications:** + Master's degree in business, management or a related field or equivalent experience. +… more
    S&P Global (07/20/25)
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