- City National Bank (New York, NY)
- … investment portfolios. CNR provides investment research, portfolio management , macroeconomic outlook and strategic asset allocation to help clients ... and post-trade violations in a real-time environment through collaboration with the Investment Management and Trading teams. Conduct inquiries of violations and… more
- Principal Financial Group (New York, NY)
- …Use hands on financial mathematics skills including application to investments **Principal Asset Management Investment Solutions group** specializes in ... join our Investment Solutions Team in Principal Asset Management . In this role, you'll be...a client or prospect + Review AI-generated content about investment products for accuracy + Help develop guidelines… more
- Raymond James Financial, Inc. (New York, NY)
- …Develop and/or deliver a plan for significant aspects of the financial management and/or control process. Analyze, assess, and quantify the risks associated with ... on the business. Create a plan to deliver and review financial policies, guidelines , and protocols to ensure the company complies with regulations and good financial… more
- Principal Financial Group (New York, NY)
- …risk analytics tools & systems that will deliver the outputs for the developmentappropriate investment strategies. Principal Asset Management is the global ... of regulatory capital frameworks such as Solvency II, NAIC guidelines , and IFRS 17 for proposed investment ...+ Bachelor's degree + 10+ years of experience in investment management , insurance asset … more
- Equitable (New York, NY)
- … Investment Officer-a single, integrated leadership role encompassing strategic investment management , asset -liability oversight, and manager ... alignment. + ** Investment Policy & Compliance** : Create and maintain investment guidelines , establish risk limits, and ensure compliance with regulatory… more
- Manulife (New York, NY)
- …Based in New York City or Boston, the role of Chief Compliance Officer-Manulife Investment Management Private Markets Registered Funds and CQS (US), LLC has the ... for CQS (US), LLC ("CQS (US)"). CQS (US) provides investment management services to certain privately offered...transactions for compliance with the terms of each RIC's investment guidelines , the firm's SEC 17(d) co-… more
- Manulife (New York, NY)
- …Based in New York City or Boston, the role of Chief Compliance Officer-Manulife Investment Management Private Markets Registered Funds and CQS (US), LLC has the ... for CQS (US), LLC ("CQS (US)"). CQS (US) provides investment management services to certain privately offered...transactions for compliance with the terms of each RIC's investment guidelines , the firm's SEC 17(d) co-… more
- JPMorgan Chase (New York, NY)
- …across every asset class. As a Client Account Manager within JP Morgan Asset Management you will be responsible for delivering exceptional client service to ... Institutional clients of JP Morgan Asset Management . You will act as a...and follow up on outstanding invoices + Collaborate on investment agreements, fee schedules, and guidelines with… more
- Neuberger Berman (New York, NY)
- …share updated IPSs, coordinate rebalancing requests, and communicate relevant changes to asset management strategies + Ensuring timely valuation updates and ... and asset concentrations + Overseeing and documenting the annual investment review process on behalf of Trust Officers and preparing detailed documentation… more
- S&P Global (New York, NY)
- …S&P's benchmarking solutions. You will work with raw data inputs submitted by investment management firms, including asset allocation details, performance ... **About the Role:** **Grade Level (for internal use):** 10 **The Team:** ** Investment & Benchmarking data Owner, Global Index Management & Production Group… more
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