- JPMorgan Chase (New York, NY)
- …in finance, business or economics is required + Minimum 10 Years of financial risk management , in Asset Management or similar, Wealth Management or ... practices + Familiarity with OCC, SEC, and FINRA financial regulations, especially investment management regulations. + Ability to persuade business partners… more
- Tompkins Community Bank (Mount Kisco, NY)
- …plus two (2) years of work experience. + Minimum of ten (10) years' investment management experience covering client relationship management as well as ... such as Bloomberg, Morningstar, and FactSet. + Manage the investment portfolio management process: + Participate in...due diligence and review of current investments and overall asset allocation. + Understand investment strategies in… more
- Neuberger Berman (New York, NY)
- …regulatory requirements, compliance considerations, and industry trends relevant to the asset management sector. **Qualifications and Requirements** + Bachelor's ... abilities, and a deep understanding of financial markets and investment strategies. This is a critical role that will... management , or financial marketing, preferably within the asset management or financial services environment. +… more
- Citigroup (New York, NY)
- …regarding risk and wealth management solutions in strategic investment opportunities; Exploring investments opportunities across asset classes including ... Duties: Communicate the investment process and market conditions at Citi Investment Management while building superb relationships with our CIM Specialist… more
- Neuberger Berman (New York, NY)
- …communications. Ensure all mandates continue to conform to performance expectations, investment guidelines , risk parameters, and regulatory requirements. REQTS: ... and trading decisions. Develop mathematical or statistical models for risk management , asset optimization, pricing, or relative value analysis. Perform… more
- Bank of America (New York, NY)
- Business Product Management Executive New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives ... The Structuring, Origination and UHNW Solutions team ("the Team") is cross- asset solutions unit responsible for originating, structuring, positioning, and executing… more
- Scotiabank (New York, NY)
- …partners. + Collaborating with key partners including Group Treasury, Global Risk Management , Capital Markets, Corporate & Investment Banking, Global Operations, ... under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the Guidelines for Business… more
- Santander US (New York, NY)
- …Develop and maintain comprehensive policies and procedures governing regulatory capital management , incorporating regulatory guidelines and best practices from ... analysis and insights into regulatory capital implications for corporate and investment banking activities. + Relationship Management : Cultivate strong… more
- BMO Financial Group (New York, NY)
- …Markets is a leading, full-service financial services provider. We offer corporate and investment banking, treasury management , as well as research and advisory ... effective trading decisions within the context of the strategic investment plan as set forth by the business heads...asset classes which are executed using prudent risk management . + Advanced degree or equivalent experience in financial… more
- Scotiabank (New York, NY)
- …changes throughout the development lifecycle and ensure adherence to risk & compliance guidelines + **Project Management and Stakeholder Management :** + ... under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the Guidelines for Business… more