- Bank of America (East Setauket, NY)
- …Advisory * Pipeline Management * Active Listening * Attention to Detail * Risk Management * Policies, Procedures, and Guidelines * Client Management * ... thresholds, meeting with clients to review financial and investment goals, building a financial plan, and recommending brokerage...appropriate internal service providers based on client needs and asset thresholds * Mitigates and controls risk … more
- Bank of America (Freeport, NY)
- …Advisory * Pipeline Management * Active Listening * Attention to Detail * Risk Management * Policies, Procedures, and Guidelines * Client Management * ... thresholds, meeting with clients to review financial and investment goals, building a financial plan, and recommending brokerage...appropriate internal service providers based on client needs and asset thresholds * Mitigates and controls risk … more
- Bank of America (Brooklyn, NY)
- …+ Client Management + Policies, Procedures, and Guidelines + Risk Management + Written Communications **Schedule:** Monday-Friday, some Saturdays required. ... thresholds, meeting with clients to review financial and investment goals, building a financial plan, and recommending brokerage...appropriate internal service providers based on client needs and asset thresholds + Mitigates and controls risk … more
- PNC (New York, NY)
- …Markets track includes the following business segments: + Asset & Liability Management segments: Chief Investment Office - Portfolio Management and ... objectives and activities to ensure they adhere to and support PNC's Enterprise Risk Management Framework. To learn more about this opportunity, please watch… more
- Scotiabank (New York, NY)
- …the Americas and the world. Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant ... of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital… more
- TD Bank (New York, NY)
- … systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk Management : Ensure TDS meet regulatory requirements as it related to ... for trade surveillance, ensuring data integrity across multiple trading desks and asset classes. + Surveillance Data Management : Oversee the ingestion,… more
- BlackRock (New York, NY)
- …Asset Strategies. This is a unique opportunity to assist BlackRock using asset management experience, product knowledge and knowledge of applicable rules and ... in asset management_ + _Bachelor's Degree_ + _Strong knowledge of asset management business_ + _Knowledge of Marketing and Distribution regulations_ +… more
- JPMorgan Chase (New York, NY)
- …consumer and small business banking, commercial banking, financial transaction processing and asset management . We offer a competitive total rewards package ... role in assisting Senior Traders with the valuation and trading of Asset -Backed Securities (ABS). Your work will involve developing analytical tools, managing daily… more
- JPMorgan Chase (New York, NY)
- …consumer and small business banking, commercial banking, financial transaction processing and asset management . We offer a competitive total rewards package ... Data, Risk , and Controls, where scope is cross-consumer or cross- asset class and there are significant interdependencies between Business and Technology teams… more
- Scotiabank (New York, NY)
- …conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management ... articulate the root cause and provides guidance on issue resolution. + Develops management summaries of liquidity positioning, risk drivers and trends. +… more