- JPMorgan Chase (New York, NY)
- …require close interaction with our internal partners across Manager Solutions, Legal, Risk , Compliance , Operations , Bankers, and Investors. Externally, the ... a diverse suite of fee-based solutions, including single- and multi- asset class portfolios, as well as brokerage offerings. Globally,...managers across the globe, as well as many boutique asset managers, to deliver solutions that meet the needs… more
- S&P Global (New York, NY)
- …SF credit analysis is unique in that it is not focused upon the credit risk of a company with ongoing operations ; instead, SF analysts generally rate to ... the cash flow and credit risk characteristics of the asset pool backing...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to… more
- AIG (New York, NY)
- …deliver customized, compliant and seamless solutions that support our clients' risk management objectives. You can work alongside a dynamic, multi-disciplinary team ... staff advancement. + Manage and be accountable for all compliance elements of assigned portfolio. + Ensure the team...to Multinational audit and controls procedures. + Create a risk -aware culture of integrity and accountability to ensure full… more
- SitusAMC (New York, NY)
- …and timely manner + Liaise with internal and external stakeholders including counsel, operations , credit risk , and potential third party investors and lending ... of commercial real estate loan pledges, as well as facility closing and asset management. Essential Job Functions + Lead collateral loan pledge process from… more
- Zero Hash (NY)
- …or trading business. + Deep understanding of market structure, trading protocols, and risk management in both traditional and digital asset markets. + Strong ... This role will be responsible for overseeing all aspects of our brokerage operations , from business development and client relations to trading execution and risk… more
- MUFG (New York, NY)
- …have involvement in all broker dealer treasury functions including funding and liquidity risk management, asset liability management, interest rate risk ... team is part of the HoldCo Treasury, Capital Management and Consolidated US Operations (CUSO) Resolution Planning. Reporting directly to the Treasurer, the AVP will… more
- Neuberger Berman (New York, NY)
- …routines, ensuring ongoing oversight and escalation of control matters + Partner with Compliance , Risk , Legal, Operations , and other control partners to ... transparency + Exceptional partnership and influencing skills, with experience collaborating across Compliance , Risk , Legal, and Operations functions +… more
- JPMorgan Chase (New York, NY)
- …with a diverse array of stakeholders across the company-including Cybersecurity, Technology, Risk Management & Compliance , Legal, Human Resources, and Regulatory ... + Minimum of an undergraduate degree. + Extensive knowledge of governance and risk management frameworks. + Knowledge of compliance , conduct, and operational … more
- Citigroup (Getzville, NY)
- …is responsible for executing daily controls to mitigate the inherent risk of non- compliance with the SEC's Client Asset Protection rule (15c3-3), a Tier 2 US ... Operations (NY/NJ), Financial Controllers (NY), Technology, Prime Legal, Compliance (NY/NJ), Compliance Independent Assurance testing, and Internal Audit.… more
- Mizuho Corporate Bank (New York, NY)
- …bank's resilience posture. The head of Business continuity will lead the BCP operations , the regulatory inquiries as well as the strategic initiatives. In this role ... Key Responsibilities The role requires an experienced practitioner well-versed in BCM, risk , resilience and effective controls. Based in New York City, this is… more
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