- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about...communication channels with colleagues across the firm, including bankers, operations , legal, and finance + Monitor clients and update… more
- M&T Bank (Buffalo, NY)
- …suite of services of entity management to Issuers. Wealth Management offers asset management, financial planning, trust, and private banking products and services to ... net worth, and ultra-high net worth segments. ISWM business risk is responsible for building and executing the ...Develop a solid understanding of banking functions, processes, and operations . + Group Projects - Participate in two group… more
- Mizuho Corporate Bank (New York, NY)
- …and parameters, design and methodology, implementation and model documentation. - Ensure compliance with the Mizuho Americas Model Risk Management Policy and ... designed to add value and improve Mizuho Bank's US operations including derivative activities, broker dealer and swap dealer...areas of the bank to evaluate the effectiveness of risk management and governance processes. Along with its counterparts… more
- Aflac (New York, NY)
- VP, Investment Compliance Manager The Company: Aflac Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division: Global Investment Job Id: 8034 About ... effectively with investment advisory staff along with internal departments such as Operations , Risk , Legal, Information Technology, Finance, Human Resources, and… more
- Wells Fargo (New York, NY)
- …and present Oversight program materials to senior management. + Provide regulatory compliance risk expertise and consulting for projects and initiatives with ... + Work with complex business units, rules and regulations on moderate to high- risk compliance matters. **Required Qualifications:** + 5+ years of Compliance… more
- Wellington (New York, NY)
- …as well **Requirements** + Experience: 5-8 years in content strategy, content operations , or digital content management. Prefer Asset Management Industry ... the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on a… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... operations and in the design of a future-focused compliance program. This not just about implementing a new... Compliance Team procedures + Facilitates the periodic Compliance risk and self-assessment activities for designated… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... operations and in the design of a future-focused compliance program. This not just about implementing a new...Compliance function that effectively manages and oversees regulatory compliance risk and conduct risk … more
- KeyBank (Amherst, NY)
- …(eg - trust/fiduciary, asset management, private banking, securities, etc.) compliance , risk management, and/or internal or external audit experience with ... - trust, private banking, securities/investment management) as well as trust/fiduciary related compliance , operations , and risk management strategies with… more
- Heritage Financial Credit Union (Middletown, NY)
- …consumer compliance laws and regulations. + Facilitate completion of Consumer Compliance Risk Assessment + Work with department leaders and Human Resources ... Type Full-time Description Come join Heritage Financial Credit Union's Risk & Compliance team as the Senior...financial institution, auditing firm, or consulting firm with regulatory compliance focus + Bank operations experience in… more
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