- Wells Fargo (New York, NY)
- …a highly experienced and commercially minded attorney to join our Legal Department as Assistant General Counsel supporting the Equity Capital Markets (ECM) ... other transaction-related documentation. + Monitor and interpret legal and regulatory developments affecting capital markets and advise business partners… more
- Lumen (Albany, NY)
- …and Securities. The ideal candidate will be responsible for ensuring regulatory compliance and driving strong internal partnerships and effectiveness with Board ... role has been designated as fully remote, US. **The Main Responsibilities** Regulatory Compliance and Governance: + Prepare and review SEC filings, including proxy… more
- Neuberger Berman (New York, NY)
- …on private equity fundraising and investing. The position will report to the General Counsel covering the business. This is an exceptional opportunity for ... support and research on a broad variety of legal, regulatory and general corporate matters for their...products + Advising and coordinating with internal and external counsel relating to mandates **Qualifications:** + At least 4… more
- JPMorgan Chase (New York, NY)
- …for regulatory compliance. + Collaborate with internal and external counsel on investigative matters. + Support GFCC training in financial crime coverage ... will work closely with internal partners, leveraging your expertise to anticipate regulatory trends and drive strategic solutions. The Legal Department at JPMorgan… more
- JPMorgan Chase (New York, NY)
- …engage in the creation and management of new and existing funds, navigate regulatory developments, and offer legal guidance to the JPMorgan Funds' Boards of ... and management of mutual funds and exchange-traded funds. + Advise on regulatory developments and their implementation. + Provide legal support to the JPMorgan… more
- State of New York Mortgage Agency (New York, NY)
- …supervision of the Agencies' Associate Counsel for Operations. JOB SUMMARY The Assistant Counsel will be primarily responsible for the legal work applicable ... be carried in the legal department, at the discretion of the Senior Vice President/ General Counsel and the Deputy Counsel for Compliance. QUALIFICATIONS: +… more
- JPMorgan Chase (New York, NY)
- …the Broker-Dealer & Cash Equities Legal group , you will provide legal and regulatory advice to the cash equities research, sales and trading businesses. You will ... including the US Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA) and other Self- regulatory organizations (SRO's), in… more
- AIG (New York, NY)
- …to Financial Lines insurance executives and underwriters with respect to transactional, regulatory , legal and compliance matters impacting the business unit and the ... crime/fidelity and kidnap & ransom insurance; + Research and review of legal/ regulatory issues impacting or potentially impacting Financial Lines products; and +… more
- City of New York (New York, NY)
- …supervision and direction of the Deputy General Counsel , the Agency Attorney/ Assistant General Counsel is expected to: -Participate in meetings with ... email your cover letter and resume to ###@sbs.nyc.gov with the following in the subject line: Assistant General Counsel . If you do not have access to email,… more
- City of New York (New York, NY)
- …in the management and oversight of certain City facilitated loan programs. ASSISTANT CORPORATION COUNSEL - 30112 Qualifications Applicants must be admitted ... five years of experience to serve as an in-house counsel to the City and related entities that issue...the country, issues billions of dollars of debt through general obligation bonds and the bonds of City-related authorities… more
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