- MUFG (New York, NY)
- …and project deliverables across the organization. **Major Responsibilities:** + Maintain compliance with audit methodology, while also operating within industry best ... practices, applicable regulations, and internal and external professional practice expectations. + Act as a leader and role model and continuously improve self and department. + Build relationships with peers and clients within organization and exhibit a high… more
- Citigroup (New York, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 5-8 years commercial banking or relevant experience **Education:** +… more
- Citigroup (New York, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 5-8 years of experience + Knowledge of investments is required; banking and… more
- JPMorgan Chase (New York, NY)
- …Proven experience in drafting and negotiating complex legal documents. + Compliance with relevant licensing requirements for the jurisdiction. + Successful ... completion of a conflicts of interest clearance review. **Preferred Qualifications, Capabilities, and Skills:** + Experience in financial services or a related industry. + Strong writing skills and attention to detail. + Ability to work collaboratively in a… more
- Citigroup (New York, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 5-8 years of experience + Requires in-depth understanding of how areas… more
- Citigroup (Getzville, NY)
- …excess category. + Own and maintain key risk reports, ensuring compliance with internal standards, operating guidelines for reporting of wholesale credit ... exposures. + Manage and maintain data integrity, ensuring accuracy and completeness for reporting purposes. + Report on the status of Corrective Action Plans and Issues to senior management and regulatory bodies. + Maintain meticulous attention to detail to… more
- JPMorgan Chase (New York, NY)
- …across departments. + JD or educational equivalent required. + Compliance with relevant licensing requirements. **Preferred Qualifications, Capabilities, and ... Skills:** + ETF experience and in-house legal experience. + Experience advising on broker-dealer issues. + Expertise in complex transactions and index management. + Strong motivator and self-starter. + Demonstrated ability to innovate and think strategically.… more
- Unity Technologies (New York, NY)
- **New York, NY, USA** ** Vice President , Corporate Legal** Location New York, NY, USA Department Legal Requisition ID JOBREQ-2514583 **Role description** **The ... opportunity** Unity is looking for a Vice President , Corporate and Securities to join...executive compensation, stock administration, and public company reporting and compliance , including: + Lead Unity's public company compliance… more
- JPMorgan Chase (New York, NY)
- …multiple partner teams such as Business, Technology, Product Management, Legal, Compliance , Strategy and Business Management to deploy solutions into production + ... and skills** + 5 years of hands-on experience with virtual assistant model development and optimization + Familiarity with continuous integration models… more
- Citigroup (Brooklyn, NY)
- …together to achieve all business goals + Integrate segment partners, partner with Assistant Manager and partner with the Division Operational to drive sales and ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more