- JPMorgan Chase (New York, NY)
- The Legal Department of JPMorgan is currently seeking a highly motivated individual to join its Equities Practice Group within the Corporate & Investment Bank as a ... & Cash Equities Attorney within the Broker-Dealer & Cash Equities Legal group , you will provide legal and regulatory advice to the cash equities research, sales… more
- MUFG (New York, NY)
- …strong team contributor and partner extensively with Treasury, Finance, Operations, Legal and Business colleagues, in close collaboration with other global entities ... including Tokyo head office. **Responsibilities** + Manage projects that improve Treasury reporting and produce key metrics that monitor liquidity utilization. + Monitor the amount of unsecured funding used by various business lines and effectively transfer… more
- Citigroup (New York, NY)
- …Capital Markets, Investment Banking, Corporate Banking and Risk, in addition to Legal counsel (both internal and external) developing the ability to understand the ... deal structures and to ensure they are properly documented and approved as per the WCR Standards & Procedures + Analyze underlying business rationale/strategy for deals that are conducted through creating both Business and portfolio reviews for Senior… more
- Citigroup (New York, NY)
- …and compliance for analytical processes. + Work closely with control functions ( Legal , Compliance, Market & Credit Risk, Audit, Finance) to ensure data-driven ... content and insights adhere to all regulatory and internal standards. + Adhere to all applicable policies and procedures, including Citi's Code of Conduct. Qualifications: + 3+ years of experience in a related role with a proven track record in product… more
- Citigroup (New York, NY)
- …internal stakeholders including Front Office Sales and Trading Desks, Compliance, Legal , Finance and HR; alongside having significant interaction with our external ... client base, playing a key role in the overall client experience. We have a Client relationship group, dedicated to overseeing the Organizational service performance and strategic partnership for our top tier client base, where we play a key role in supporting… more
- Citigroup (New York, NY)
- …technology professionals + Work in close partnership with control functions such as Legal , Compliance, Market and Credit Risk, Audit, Finance in order to ensure ... appropriate governance and control infrastructure + Build a culture of responsible finance, good governance and supervision, expense discipline and ethics + Appropriately assess risk/reward of transactions when making business decisions; and ensure that all… more
- Citigroup (New York, NY)
- …technology professionals + Work in close partnership with control functions such as Legal , Compliance, Market and Credit Risk, Audit, Finance in order to ensure ... appropriate governance and control infrastructure + Build a culture of responsible finance, good governance and supervision, expense discipline and ethics + Appropriately assess risk/reward of transactions when making business decisions; and ensure that all… more
- Citigroup (Getzville, NY)
- …traders), Markets Operations (NY/NJ), Financial Controllers (NY), Technology, Prime Legal , Compliance (NY/NJ), Compliance Independent Assurance testing, and Internal ... Audit. Externally, this role regularly interfaces with representatives from the SEC and FINRA's NY offices via Ongoing Supervision (OGS) and Annual Exams. This role is also intensively involved in KPMG's annual 17a-5 audit of 15c3-3 Possession or Control.… more
- TD Bank (New York, NY)
- …**Preferred Qualifications:** TD Securities' New York based M&A team is seeking a Vice President . TD Securities is a leading global investment bank specializing ... financial modeling, valuation analyses and strategic deal structuring + Coordinate with legal , tax and accounting advisors to navigate complex deal structures +… more
- JPMorgan Chase (Brooklyn, NY)
- …product team, working alongside product owners, designer, engineering, research, and legal /compliance leads, to improve the holistic product experience and support ... manual, automated, and personalized self-service through web, mobile, and virtual assistant channels. + Oversee, execute and deliver user-centered content solutions… more