- CUNY (Bronx, NY)
- …financial aid regulations, policies, and procedures; leads internal/external audits, troubleshoots compliance issues , and ensures Title IV and NY State ... who works in partnership with the Financial Aid Office management team. The Associate Director will also...notifications; works with campus offices to address and correct compliance issues . + Oversees and manages the… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** The TDS US Compliance team is looking for Associate candidates to join the trade ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is committed to providing fair… more
- SMBC (New York, NY)
- …a regulatory advisory function to the President and is responsible for overseeing the management of the broker dealer's compliance risk and is represented by the ... various committees such as the New Product, Underwriting, Risk Management , Compliance , IT Risk and Training committees.... Compliance , IT Risk and Training committees. The Compliance Advisory Associate role assists in managing… more
- Prime Care Coordination (Webster, NY)
- Summary: The Associate Director of Compliance and Quality Improvement assists the VP of Compliance and Quality Improvement in directing, coordinating, and ... development goals. + Participate in the development and implementation of the Quality Management and Compliance Programs, and associated work plans. + Identify… more
- KeyBank (NY)
- …Crimes Risk Management Directors, and other stakeholders on AML/OFAC compliance issues , initiatives, and projects. + Actively participate in regulatory ... Management and LOB contacts. + Monitor the Corporate Compliance mailbox, ensure timely responses to email inquiries, retain...the purpose of day to day follow-up on open compliance issues , decision-making, tactical objectives, and strategic… more
- Mizuho Corporate Bank (New York, NY)
- …ACBD1 is a front office function serving Japanese corporate clients in the US The Compliance and Risk Management Unit, part of the Planning Team within ACBD1, is ... responsible for a wide range of compliance matters and risk management initiatives. The...procedures. + Supporting the Unit Head (UH) on various issues , challenges, and projects initiated by ACBD1 or related… more
- Coinbase (Albany, NY)
- …connection, and alignment. Attendance is expected and fully supported. The Compliance team within Customer Experience (CX) is responsible for developing and ... delivering best in class support across multiple customer segments. The Global Compliance Operations Team is responsible for executing Compliance controls with… more
- SMBC (New York, NY)
- …Internal Auditor to work within the Internal Auditing Department's Financial Crimes Compliance team ("the FCC Audit Team") for the Americas function. It reports ... areas of the determined audit scope to provide reasonable assurance of compliance with internal policies and applicable rules, laws, and regulations and appropriate… more
- City of New York (New York, NY)
- …regulations. Coordinate with multiple City agencies and non-profit entities on all compliance issues and coordinate external audits. This includes coordination ... REACHABLE ON THE CIVIL SERVICE LIST, OR ELIGIBLE UNDER THE 55A PROGRAM. The Associate Commissioner for Grants and Fiscal Management (GFM) directs and manages all… more
- Sumitomo Pharma (Albany, NY)
- …a dynamic, highly motivated, and experienced individual for the position of ** Associate Medical Director.** The Associate Medical Director will provide hands-on ... The incumbent will provide medical safety support for safety signal management throughout product lifecycle including signal detection, signal validation, signal… more