- BMO Financial Group (New York, NY)
- …Operate effectively within a fast-paced, high-stress environment with regulatory & audit scrutiny. Qualifications: + Functional knowledge of multiple FICC market ... help our customers reach theirs. From in-depth training and coaching, to manager support and network-building opportunities, we'll help you gain valuable experience,… more
- JPMorgan Chase (New York, NY)
- Join our dynamic team as a Business Management Associate , where you'll play a key role in driving strategic initiatives and optimizing business operations. This is ... impact on our organization's success. As a Business Management Associate , you will play a pivotal role in driving...a meaningful impact on organizational growth. As a Business Manager in the US Private Bank Investments business, you… more
- M&T Bank (New York, NY)
- …and securities services) and wealth management (including private banking, investment advisory , and trust services). Ensure legal coverage aligns with business ... and mitigate risk. + Work in close coordination with Compliance, Risk and Audit groups to ensure cohesive governance and risk management. + Design and implement… more
- Mizuho Corporate Bank (New York, NY)
- Responsibilities: Support direct team manager for all onboarding processes: + Compose KYC packages and perform due diligence on new clients based on risk rating ... KYC Onboarding is required + Ensure client packages adhere to internal audit requirements through the judgement made from understanding of global policies +… more
- Raymond James Financial, Inc. (Latham, NY)
- …with home office personnel to coordinate branch-home office workflow. + Completes self- audit of branch procedures. + Assists Branch Manager with confidential ... matters and compliance visits and replies. + Assists Branch Manager with controlling expenses and operating at peak efficiencies. + Oversees ordering of supplies,… more