• Regulatory Relationship Mgr II

    TD Bank (New York, NY)
    …required + 10+ years' experience required preferably in Risk Management, Regulatory, or Audit in the financial services industry + Proven ability to manage complex ... initiatives with multiple stakeholder interests to successful completion + Previous management experience + Excellent time management and people management skills + Strong ability to influence the decisions and actions of others + Excellent interpersonal… more
    TD Bank (09/30/25)
    - Related Jobs

  • Senior Manager - Data Controls Design…

    American Express (New York, NY)
    …+ 5 years of experience in data governance, data risk, internal controls, or audit in the financial services or highly regulated industry + Experience designing and ... implementing data controls + 2 years of experience leading teams or mentoring junior staff + Experience with enterprise risk and control frameworks such as RCSA or COSO. **Preferred Qualifications** **:** + Working knowledge of financial services regulations… more
    American Express (09/30/25)
    - Related Jobs

  • Vice President, US Consumer Services Control…

    American Express (New York, NY)
    …experience in operational risk management (eg, within Risk and/or Internal Audit function) Understanding of critical operational risk management lifecycle activities ... * Excellent project management, communication, and interpersonal skills, with an ability to interact and obtain buy-in from senior BU/tech counterparts * Expertise in process governance, with a track record of establishing and overseeing robust decision-making… more
    American Express (09/30/25)
    - Related Jobs

  • Site Inspector - Energy Efficiency Projects

    Actalent (New York, NY)
    …such as blower door tests and combustion analysis. + Prepare detailed energy audit reports and scopes of work for retrofit projects. + Submit inspection ... documentation including photos, videos, and reports in a timely manner. + Monitor contractor work for quality, completeness, and adherence to safety standards. + Access attics, crawlspaces, and other building areas to verify installations. + Apply knowledge of… more
    Actalent (09/30/25)
    - Related Jobs

  • Senior Information Security Engineer- SIEM

    Lumen (Albany, NY)
    …solutions to gain efficiency and meet business needs. + Support compliance and audit functions to ensure monitoring requirements of Lumen assets are satisfied. + ... Follow associated corporate and workgroup processes applicable to the role (eg change and outage management). **What We Look For in a Candidate** Minimum Qualifications: + Fully seasoned professional with typically 6 + years professional experience and a… more
    Lumen (09/30/25)
    - Related Jobs

  • Mortgage Underwriter

    Arrow Financial Corporation (Glens Falls, NY)
    …and draw requests. > Support other business units for quality control, audit and compliance support as requested, by reviewing pre-closing and/or post-closing ... residential loan file data and documentation. > Prepare, review and reconciles reports as requested. What you will need to thrive in this role: In addition to your work and life experiences, as well as your passion and excitement for the profession, you would… more
    Arrow Financial Corporation (09/30/25)
    - Related Jobs

  • CAT/Cais Reporting Analyst -Remote Flexibility…

    Raymond James Financial, Inc. (New York, NY)
    …production, validation and submission of non-financial regulatory reports (eg, Consolidated Audit Trail (CAT) Electronic Blue Sheets (EBS), Large Options Position ... Report (LOPR), etc.) + Collaborates with other business units (Brokerage Operations, Trading, Compliance, IT, and Legal) + Assists and provides input in the interpretation of new/changing securities rules, regulations, policies or laws; updates processes for… more
    Raymond James Financial, Inc. (09/30/25)
    - Related Jobs

  • Investigator 1 (NY Helps), Vacancy ID

    New York State Civil Service (Albany, NY)
    …and Codes will include but are not limited to the following:* Collect, review, audit , maintain data and manage the annual reports of code enforcement activities from ... local, county and state governmental entities that are responsible for the enforcement of the Uniform Code.* Independently perform investigative activities to gather information and evidence and prepare written reports of findings as directed by their… more
    New York State Civil Service (09/30/25)
    - Related Jobs

  • Compliance Policy Manager

    SMBC (New York, NY)
    …documents. + Respond to requests from regulators, the legal department, and internal audit and testing. + Other tasks as assigned, to include leading policy related ... projects and initiatives. **Qualifications and Skills** + 7+ years in financial services or international law firm, with an emphasis on regulatory compliance. + Experience developing policies and procedures and strong writing and editorial skills. + Excellent… more
    SMBC (09/30/25)
    - Related Jobs

  • Global Head of Cryptographic Services

    HSBC (New York, NY)
    …outcomes are being maintained or robustly managed. Ownership of High-Risk Audit , Regulator and self-identified issues. Ownership of the capability budget, balancing ... run and change investment. As a senior leader, contribute to and champion change across both Cybersecurity and Technology, occasionally outside of your primary remit + Lead, manage, invest in, recruit and inspire a team of highly skilled and performant SMEs… more
    HSBC (09/30/25)
    - Related Jobs