- American Express (New York, NY)
- …is required. + Minimum of 5-7 years of experience in reg reporting, audit , compliance or risk management within the banking or financial services industry. ... Knowledge, experience, or familiarity in regulatory reporting (FR2052a, FRY15, FRY9C, etc.), audit , US GAAP and financial accounting is preferred. + Strong knowledge… more
- M&T Bank (Buffalo, NY)
- …of Commercial Lending Operations (CLO) procedures, Corporate policies, and Compliance, Audit and Legal requirements. Works with business partners to ensure loans ... M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as… more
- Citigroup (Getzville, NY)
- …Legal, Compliance (NY/NJ), Compliance Independent Assurance testing, and Internal Audit . Externally, this role regularly interfaces with representatives from the ... Annual Exams. This role is also intensively involved in KPMG's annual 17a-5 audit of 15c3-3 Possession or Control. **Responsibilities:** + Lead teammates and work… more
- City of New York (New York, NY)
- …and adjust reports and correspondence affecting vendor accounts - Review and audit documents, claims, invoices and billing statements for vendor contracts - Prepare ... for the unit - Interpret complex contracts for auditing purposes - Assist in audit preparations - Serve as a liaison with other DSNY departments and borough offices… more
- BMO Financial Group (New York, NY)
- …communication efforts to ensure that stakeholders are informed of regulatory and audit expectations + Support audit and regulatory requests **Training and ... Awareness:** + Develop and implement awareness programs for employees and leadership on governance and risk governance processes + Promote a culture of ethical conduct and compliance within the organization. **Change Management** : + Assess the impact of new… more
- SMBC (New York, NY)
- …interactions with Second Line of Defense (Risk Management, Compliance), Internal Audit , and regulators pertaining to processes and controls; + Oversees ... of 7-10 years of experience in operational risk management, compliance, audit , or other control-related functions within the financial services industry, preferably… more
- City of New York (New York, NY)
- …civil service rules, laws and policies and oversight of the agency's pre audit hiring and post audit promotions/salary adjustments plans. - Implement personnel ... actions for new hires, rehires, transfers (DP-72s), and current employees in compliance with citywide requirements and DOI policies. utilizing City HRIS system, such as NYCAPS, PMS, PRISE, Pi, Payroll and CHRMS. - Administer civil service hiring pools based on… more
- CDM Smith (Buffalo, NY)
- …of internal controls, and ensuring that the finance, accounting and internal audit and risk management functions are operating effectively. * Leads enterprise risk ... management and internal audit functions working with executive management and the Board of Directors. * Leads and is accountable for all regulatory compliance and… more
- International Rescue Committee (New York, NY)
- …efforts, ensuring that contingent workforce practices remain streamlined, scalable, and audit ready. This position reports to the Director, P&C Operations. Major ... workflows. + Ensure all records are complete, accurate, and compliant with audit and data privacy requirements. + Identify and implement opportunities to streamline… more
- Bank of America (New York, NY)
- …throughout the lifecycle. Works with other groups as needed, including Compliance, Audit , Operational Risk, and Technology to ensure effective controls over data for ... monitor progress and escalate execution risks - including regulatory and audit commitments. + Oversee and coordinate data issues analysis, prioritization, and… more