- MUFG (New York, NY)
- …distribution + Maintain close working relationships with Front Office, Operations, Risk, Audit , Compliance and Regulatory departments to ensure needs and ... regulations are met. **Controls & Compliance ** + Ensure compliance with the Firm's internal risk and compliance requirements, controls and procedures… more
- TD Bank (New York, NY)
- …a plus. + 7+ years of experience in Surveillance Quality Assurance or Internal Audit (covering compliance surveillance, and/or risk and control functions) at a ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $185,000 USD TD is committed to providing fair… more
- NBC Universal (New York, NY)
- …cadence with key stakeholders to include but not limited to Enterprise finance compliance teams, external and internal audit groups, company-wide legal ... be completed during 2025. Role Purpose: Reporting to the Vice President, Risk & Compliance , the Manager/Senior Manager, Risk & Compliance will be responsible for… more
- Actalent (Brooklyn, NY)
- …commercial construction and union labor environments. + Knowledge of quality control and audit compliance procedures. Work Environment + Onsite role based at JFK ... project managers, engineers, and subcontractors to ensure alignment. + Ensure compliance with Port Authority standards, documentation, and reporting requirements. +… more
- Bank of America (New York, NY)
- …as well as internal groups including LOB Risk teams, Corporate Treasury, GRRP, Audit & Compliance to drive execution + Interpersonal Skills- Treats others ... and performing review and challenge of regulatory rule interpretations and rule compliance documentation + Develop and demonstrate acumen for the identification of… more
- City National Bank (New York, NY)
- …party risk management, assurance and / or oversight or relevant supplier or third party audit or compliance experience * Minimum of 4 years of experience in risk ... policies and procedures. Direct assessments on key controls and overall compliance with the TPRM program, including the timeliness, completeness, and accuracy… more
- UMB Bank (Albany, NY)
- …compliance engagements, or self-assessments. + May be primary liaison for internal audit / compliance reviews, as well as external exams. + Partner with ... risks and controls to facilitate the development of value-added business compliance and control improvement recommendations. + Ability to manage multiple projects.… more
- BMO Financial Group (NY)
- …in technical writing preferred. + In-depth / expert knowledge of risk management, audit , compliance , and / or governance policy management. + In-depth / ... to achieve the desired business results and support corporate, compliance and/or regulatory requirements. Includes guidelines, standards, directives, operating… more
- JPMorgan Chase (New York, NY)
- …Managers and business partners as well as intersecting functional teams (eg Compliance , Legal, Operations, Technology, Internal Audit ) while engaging diverse ... perspectives + Drive business readiness and serve as liaison for Audit , regulatory, and Compliance responses and exams + Collaborate with central support teams… more
- KeyBank (NY)
- …+ Prior experience in financial institution (i. e., bank and securities industry), compliance , Risk Management, or audit related activity + Strong organizational ... Anti-Money Laundering (AML) Enterprise Team activities, including facilitation of audit requests, task tracking, mailbox monitoring, process change management,… more