- TD Bank (New York, NY)
- …(eg, Power BI, Tableau) are a plus.** + **5+ years of experience in compliance , risk management, internal audit , or related fields, with demonstrated leadership ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD...Description:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more… more
- American Express (New York, NY)
- …exam readiness, issue remediation, and corrective action planning. + Coordinate with compliance , legal, risk, and audit teams to ensure consistent interpretation ... drives performance while upholding the Company's commitment to regulatory compliance and financial integrity through strategic collaboration with internal business… more
- American Express (New York, NY)
- …are a plus. + **Experience:** + Minimum 15 years of experience in compliance , risk management, internal audit , or related functions within financial services. ... are seeking an experienced and strategic Vice President of Compliance Risk Assessment to lead and manage the ...Compliance Risk Assessment to lead and manage the compliance risk assessment and related activities within the second… more
- Scotiabank (New York, NY)
- …and Trading, including transaction reporting, best execution, market access, Consolidated Audit Trail (CAT) requirements, etc. + Relevant compliance experience, ... Director, Markets Compliance Officer **Requisition ID:** 225527 **Salary Range:** 180,000.00...future! **Purpose** In this role, you will provide senior compliance support for the Scotiabank US Sales and Trading… more
- Citigroup (New York, NY)
- …regulatory matters as required. Serves as liaison with regulatory examiners, Internal Audit , and external auditors on critical Compliance issues and oversees ... Serves as a senior function/business/product compliance risk officer covering North American Cash Equities...the franchise. In addition, engages across the various Markets Compliance product and function coverage teams, in order to… more
- KeyBank (Massena, NY)
- …+ Participate in morning huddles and end of day debriefs + Follows compliance , audit and security procedures, balances cash drawer within balancing guidelines. ... + Review and maintain knowledge of product guides, fees, and policies to stay current on offerings + Performs other duties as assigned; duties, responsibilities and/or activities may change or new ones may be assigned at any time with or without notice +… more
- JPMorgan Chase (New York, NY)
- …using a variety of data sources and technologies + Support voting related audit program and compliance reporting. Conduct communication with client teams on ... proxy voting related matters, including preparation of voting case-studies and client level voting statistics. + Help identify and target companies for specific investment risks; support in delivering theme-specific engagements with representatives of… more
- Deloitte (New York, NY)
- …development engagements in partnership with internal and external AML and financial crimes compliance , audit , IT, and business teams. + Supervise day to day ... operations, set up processes for delivery including technical/functional documentation, scope of work, resource planning, design, implementation, and quality assurance. + Facilitate technical skill-building within the team including training, research, and… more
- First Student (Brooklyn, NY)
- …Support month-end billing and reporting processes + Maintain well-organized records for audit readiness + Ensure compliance with internal billing procedures and ... industry standards **Minimum Experience or Skills Required** + Prior experience in billing, accounting, or finance roles. + Familiarity with billing systems and financial reconciliation processes preferred. + Basic understanding of month-end closing… more
- JPMorgan Chase (New York, NY)
- …Identify key business risks and drive resolution of mitigating controls * Support audit , regulatory and compliance deliverables; help drive specific action plans ... and deliverables within the Risk Control Self-Assessment (RCSA) framework * Coordinate team activities and prepare materials for town halls, employee recognition, and strategy working sessions * Collect and maintain internal resources and documentation on… more