- Citigroup (Queens, NY)
- …as assigned by the Chief Investment Officer (CIO), including reporting requirements on Risk, Compliance , Finance and Audit + Assist in the review Pension and ... Assists in providing accurate and timely feedback on all audit requests + Assists with the month-end valuation and...and plans reputation and safeguarding plan assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Mizuho Corporate Bank (New York, NY)
- …and applicable regulatory guidelines such as SR 11-7 - Document third line work in compliance with the Internal Audit Manual. - Evaluate the first and second ... About the Team The Internal Audit Department Americas (IADA) provides internal audit...design and methodology, implementation and model documentation. - Ensure compliance with the Mizuho Americas Model Risk Management Policy… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $200,000 - $250,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, guidance… more
- ITT (Seneca Falls, NY)
- …energy markets. **Position Summary** This position is responsible for Trade Compliance processes, procedures, and performing daily activities to support the North ... Industrial Process Value Center. Also responsible to ensure import compliance with regulations as outlined by Customs and Border...HTS and country of origin and be able to audit import entries to ensure accuracy of these combinations… more
- M&T Bank (Buffalo, NY)
- …annual risk assessments, continuous auditing, and remediation plan validations. Communicate audit progress and findings to Bank management and oversee Auditors (as ... applicable) on assigned audit activities. **Primary Responsibilities:** + Lead and participate in...and in accordance with the Division's methodology. + Write audit findings that clearly identify risk and root cause.… more
- JPMorgan Chase (Brooklyn, NY)
- …required. + Minimum of 7 years of financial service experience in controls, audit , quality assurance, risk management, or compliance . + Proficient knowledge of ... stakeholder groups, including CIB business units, other Lines of Business, and Compliance , to deliver a robust ABC governance framework. Your role involves… more
- Touro University (Valhalla, NY)
- …legal compliance and mitigate risks. + Conduct and/or assist the departments of Compliance and Internal Audit on investigations and other duties and tasks as ... contractual goals and needs and develop processes and policies to ensure compliance with legal requirements and Institute policies in all contracts. + Facilitate… more
- Amentum (Albany, NY)
- **Amentum seeks an ISO 27001 Compliance Engineer** Amentum is a global leader in advanced engineering and innovative technology solutions, trusted by the United ... in approximately 80 countries across all 7 continents. The **ISO 27001 Compliance Engineer** is a remote-telework position that supports our ISO 27001 adherence… more
- KeyBank (Amherst, NY)
- …related (eg - trust/fiduciary, asset management, private banking, securities, etc.) compliance , risk management, and/or internal or external audit experience ... Ohio **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program")… more
- KeyBank (NY)
- …Ohio 44144 **Job Summary** As part of Key's second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is ... responsible for helping to execute a robust and effective compliance complaints program, collaborating across the three lines of defense to reinforce risk awareness… more