- Zurich NA (New York, NY)
- Senior Compliance Advisor 125662 **Let's grow together!** Zurich Cover-More is one of the world's largest travel insurance and assistance providers and part of ... and leading retailers. **What's the job?** As our Senior Compliance Advisor for Zurich Cover-More North America, you'll play...business. + You will collaborate with Legal, Risk, and Audit teams to ensure a coordinated approach to governance… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Job Description:** **Why Work with Us?** At TD Bank US ... Compliance , we're on a mission to build a more...and with internal and external business partners (eg, Internal Audit , external consultants) to respond to regulatory requests, findings,… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank ... US Compliance , we're on a mission to build a more...+ Collaborating with internal teams, including legal, risk, and audit , to enhance monitoring programs and drive a culture… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** The Compliance Business Oversight Manager - Marketing ... and Data Regulations is the primary compliance manager for the Marketing US line of business, leading review of brand and consumer product marketing, completing… more
- Travelers Insurance Company (Albany, NY)
- …**Target Openings** 1 **What Is the Opportunity?** As a Product Quality and Compliance Manager you oversee and implement quality and monitoring programs to promote ... development of programs and strategies to ensure overall Product quality and compliance with internal procedures and product regulatory requirements (as defined by… more
- Capital One (New York, NY)
- AML Compliance Advisor Senior Manager Capital One is seeking a Senior Manager AML Compliance Advisor to develop and lead a newly created "Know Your Partner" ... network. To develop and maintain this program, the Senior Manager AML Compliance Advisor will be establishing KYP requirements, ongoing coordination with first line… more
- Guardian Life (New York, NY)
- …best-in-class Law Department. We drive a high-performance culture across our Legal, Compliance , and Government Affairs functions, aligned to "what" we deliver (ie, ... Do you want to be part of a collaborative Compliance Legal Team? As a Data Analyst in ...+ Experience data analysis used in either financial services, audit , and/or risk management functions. + Demonstrated quantitative, analytical,… more
- BMO Financial Group (New York, NY)
- …the office each week is the expectation Our team is growing its Fixed Income Compliance team in New York with a focus on FINRA and SEC broker-dealer requirements and ... and fiduciary obligations are met. You will have a specific focus on compliance oversight over BMO's Fixed Income activities, and maintain current knowledge of… more
- City of New York (New York, NY)
- …Reporting to the Deputy Director of the Transactions Monitoring Unit (TMU) in the Compliance Department, the Senior Compliance Analyst will develop a program to ... monitoring operating division procurement of contracts, as well. Monitoring includes ensuring compliance with all laws and regulations as well as agency procedures.… more
- YAI (Manhattan, NY)
- …action. + Attends regional and/or departmental meetings to keep staff informed about audit findings and risks, new developments in compliance regulations and ... (http://wd5.myworkday.com/wday/authgwy/yai/login.htmld?) Key/Essential Functions & Responsibilities + Implements the organization's compliance program under the supervision of the Assistant Director… more