• Broker Dealer Regulatory Governance Advisory…

    SMBC (New York, NY)
    …portfolio of benefits to its employees. **Role Description** The SMBC Compliance Advisory Function resides within Compliance Department Americas Division ... the First and Second Lines of Defense regarding a broad range of compliance and regulatory issues and works hand-in-hand with business/function partners to advise on… more
    SMBC (10/09/25)
    - Related Jobs
  • GRC Compliance Analyst

    PSEG Long Island (Bethpage, NY)
    …requirements for which IT is accountable or responsible, and monitor and report compliance . + Facilitate and coordinate NERC CIP audit preparation plans, ... is a direct report to the Technology Group Product Manager. The NERC Compliance Specialist is responsible for ensuring compliance with NERC CIP (Critical… more
    PSEG Long Island (10/01/25)
    - Related Jobs
  • Low Income Housing Tax Credit Compliance

    Shinda Management Corporation (Queens Village, NY)
    Low Income Housing Tax Credit Compliance Specialist About the Organization For over three decades, SMC has been in the forefront of proven, quality real estate ... duties of the Low Income Housing Tax Credit (LIHTC) Compliance Specialist include but are not limited to the...Certification (TICs) prior to move-in (LIHTC and HOME) + Pre- audit LIHTC and HOME tenant files + Pre- audit more
    Shinda Management Corporation (11/28/25)
    - Related Jobs
  • PM Compliance and Regulatory Initiatives

    Healthfirst (NY)
    …(like what) within DSE** + **Manages regular quality assurance audits on audit failures to ensure appropriate resolution has occurred (ie Access and Availability, ... compliance with documented policies and procedures)** + **Partners with...// projects // audits conducted** + **Tracks //Trends unresolved audit findings to reduce exposure to negative external … more
    Healthfirst (11/15/25)
    - Related Jobs
  • Director, Quality - Life Sciences

    Datavant (Albany, NY)
    …data services and software. This includes oversight of software validation, privacy compliance , supplier qualification, and audit readiness. You will also lead ... QMS across Life Sciences products and supplier relationships, ensuring GxP and privacy compliance . + Manage and mentor a team of quality specialists responsible for… more
    Datavant (12/09/25)
    - Related Jobs
  • Regulatory Research Compliance Analyst…

    The Research Foundation for SUNY at the University at Albany (Albany, NY)
    …+ Two (2) or more years of professional experience focused on administration, compliance and integrity, export administration, risk management, audit setting or ... Reporting to the Assistant Director Research Protection, the Regulatory & Research Compliance Analyst (RCA) provides support to the University at Albany's (UAlbany)… more
    The Research Foundation for SUNY at the University at Albany (11/25/25)
    - Related Jobs
  • VP, Compliance - Regulatory Initiatives…

    TD Bank (New York, NY)
    …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed to providing fair ... more specific details for this role. **Job Description:** The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, guidance and… more
    TD Bank (10/12/25)
    - Related Jobs
  • Compliance Specialist

    Shinda Management Corporation (Queens Village, NY)
    Compliance Specialist About the Organization For over three decades, SMC has been in the forefront of proven, quality real estate property management services in the ... the community by redefining affordable housing. Description SMC is seeking a Compliance Specialist to join our compliance department. Under the supervision… more
    Shinda Management Corporation (11/28/25)
    - Related Jobs
  • Sr. Manager, Platform Engineering, Workday…

    Capital One (New York, NY)
    …enhance the security and reporting posture of the Workday environment. + **_SOX Compliance :_** Support SOX audit activities by ensuring Workday security controls ... root cause analyses and remediation efforts. + **_Policy Adherence:_** Ensure compliance with internal security policies and industry best practices. Contribute to… more
    Capital One (11/04/25)
    - Related Jobs
  • Compliance Auditor

    Resource Center for Independent Living (Utica, NY)
    …outlined by funding source and contracts. + Prepare detailed audit reports summarizing findings, conclusions, and recommendations for administrative review. ... of identified issues. + Maintain accurate documentation and records of all audit activities in accordance with internal standards. + Serve as regulatory resource… more
    Resource Center for Independent Living (11/13/25)
    - Related Jobs