- Meta (New York, NY)
- **Summary:** As Director of Sanctions Compliance in the Meta FinTech Compliance Team (MFTC) you will lead a team of compliance professionals and contingent ... large-scale initiatives designed to mature and enhance the sanctions compliance program. You will interact with both internal and... programs. 6. Responsible for responding to exam and audit findings, and overseeing the corrective action of any… more
- City National Bank (New York, NY)
- * COMPLIANCE ANALYST* *WHAT IS THE OPPORTUNITY?* The Compliance Analyst will be responsible for monitoring, oversight and independent review and assessment of the ... Compliance framework for the Division. Ensure processes are in...control standards, including timely implementation of internal and external audit points together with any issues raised by external… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $145,000 - $185,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** This VP, Compliance is a key member of the TDS US...abuse and manipulation. + Advanced understanding of testing or audit concepts and principles as well as control analysis… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair ... you more specific details for this role. **Job Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance … more
- Wellington (New York, NY)
- …with those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management's Global Private Investments Compliance ... assist with the strategic implementation of IT solutions to streamline the compliance framework around conflicts and non-public information. This position is open to… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $110,000 - $135,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS...behaviors and market participants. + Knowledge of testing or audit concepts and principles, as well as control analysis… more
- CCSI INC (Norwich, NY)
- …on all material and releases regarding regulatory compliance . + Establish Annual Compliance and Quality Work Plan and Audit Schedule for review/approval by ... Compliance and Quality Improvement Specialist - On Site...County Community Mental Hygiene Services Job Type Full-time Description Compliance and Quality Improvement Specialist Chenango County Community Mental… more
- CCSI INC (Syracuse, NY)
- Compliance Administrator Syracuse, NY (http://maps.google.com/maps?q=4949+Velasko+Rd+Syracuse+NY+USA+13215-1930) Job Type Full-time Description Compliance ... in the community, we encourage you to apply. ABOUT THE POSITION: The Compliance Administrator will be located at the Hillbrook Juvenile Detention Center in Syracuse,… more
- Robert Half (New York, NY)
- JOB REQUISITION New York Legal, Risk and Compliance Intern - 2027 LOCATION NEW YORK CITY ADDITIONAL LOCATION(S) JOB DESCRIPTION Are You Ready to Live Something ... to the right place. POSITION HIGHLIGHTS Legal, Risk and Compliance interns work with Protiviti's clients, who are typically...data, analytics, digital, legal, HR, governance, risk and internal audit through our network of more than 85 offices… more
- SMBC (New York, NY)
- …**Role Description** Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Policy Manager to join our Compliance Department Policies Team. ... stakeholders within the Americas Division (AD) to develop, communicate, and manage compliance policies that support our strategic objectives. You'll also lead key… more