- American Express (New York, NY)
- …across the Enterprise such as the General Counsel's Organization and Internal Audit on compliance related risk. **Required Qualifications** + Subject matter ... Management, Program Management and Governance functions. **Description** The Enterprise Compliance Advisory & Practices (ECAP) team is accountable for… more
- SMBC (New York, NY)
- …or new regulatory requirements. + Supports interactions with regulators and Internal Audit during compliance -related examinations / audits related to coverage ... portfolio of benefits to its employees. **Role Description** The Compliance group within SMBC Nikko Securities Inc. serves as...responsible for overseeing the management of the broker dealer's compliance risk and is represented by the Chief … more
- TD Bank (New York, NY)
- …setting new industry standards. TD Bank is seeking a Manager to coordinate across Compliance Programs to proactively prepare for audit exams. The manager is ... to detail, and strong executive communication skills to interact with senior compliance stakeholders and audit partners. **Job Summary:** The Senior Manager,… more
- TD Bank (New York, NY)
- …setting new industry standards. TD Bank is seeking a Manager to coordinate across Compliance Programs to proactively prepare for audit exams. The manager is ... to detail, and strong executive communication skills to interact with senior compliance stakeholders and audit partners. **Job Summary:** The Compliance… more
- Carrington (Albany, NY)
- …procedural documents into a complete loan "servicing file" to respond to regulatory compliance audit /exams + Perform assigned compliance testing as assigned ... Analyst I will be responsible for the provisioning documentation for various audit and exam documentation. Also responsible for compliance testing and… more
- Amazon (New York, NY)
- …as a business enabler? Amazon Web Services (AWS) is looking for a highly motivated Compliance Program Manager to join our audit team in AWS Security Assurance to ... customers. You should be a technically experienced and innovative security, compliance , or audit professional who has the ability to understand IT and security… more
- Grant Thornton (New York, NY)
- …Certification required, CPA, CISA, CISSP, CIA or CISM preferred + Sarbanes-Oxley compliance and internal audit experience preferred + Experience performing ... the processes + Manage the development and execution of Sarbanes-Oxley (SOX) compliance and internal control over financial reporting programs for clients + Manage… more
- TD Bank (New York, NY)
- …Protection Bureau (CFPB), Office of Supervision of Financial Institutions (OSFI) and internal audit to ensure compliance + Provides expert objective advice and ... can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** The Head of Commercial and Corporate Compliance leads… more
- Navient (Albany, NY)
- …marketing review workflows. **About You:** + 3-4+ years of experience in regulatory compliance , audit , or operational risk & controls within the consumer lending ... deadlines to ensure project completion. **Even Better:** + Certifications in regulatory compliance , audit , or risk management disciplines are encouraged but not… more
- MTA (New York, NY)
- …lieu of a degree; and + A minimum of 5 years' experience in Compliance , Audit , Legal, Human Resources, Organizational Development, or a related field, including ... Compliance Manager Job ID: 11531 Business Unit: MTA...and review departmental responses accurately, addressing findings noted in audit reports to ensure recommendations are appropriately closed and… more