- Capital One (New York, NY)
- …Compliance (FCC) Audit team. As a member of the Financial Crimes Compliance Audit team, you will focus on engagements involving BSA/AML, Sanctions, and ... Principal Auditor (Experienced Senior Auditor), Financial Crimes Compliance Capital One's Audit function is a dedicated group of professionals focused on… more
- WMCHealth (Valhalla, NY)
- … Compliance Committee and other governance forums. + Assist in preparing comprehensive compliance and ethics reports for the Board Audit and Compliance ... and OIG framework benchmarks. + Drive continuous improvement initiatives across the compliance network, leveraging data analytics, audit outcomes, and lessons… more
- Weill Cornell Medical College (New York, NY)
- …root causes of documentation and coding deficiencies. + Manage and track Compliance Audit Reports and Management Action Plans, ensuring timely follow-up ... Manager plays a critical role in aligning education and audit strategies to support the compliance framework....education and audit strategies to support the compliance framework. This role is responsible for designing, managing,… more
- TD Bank (New York, NY)
- …a team of enthusiastic colleagues dedicated to setting new industry standards. US Compliance Audit and Exam Management oversees internal audits and regulatory ... judgment regarding responsiveness and appropriateness. In this position, the Senior Compliance Audit and Exam Manager will lead the team responsible for ongoing… more
- SMBC (New York, NY)
- …or new regulatory requirements. + Supports interactions with regulators and Internal Audit during compliance -related examinations / audits related to coverage ... portfolio of benefits to its employees. **Role Description** The Compliance group within SMBC Nikko Securities Inc. serves as...responsible for overseeing the management of the broker dealer's compliance risk and is represented by the Chief … more
- Datavant (Albany, NY)
- …and external vendors to ensure our NetSuite platform is optimized for accuracy, audit compliance , and performance. This is a high-impact role with visibility ... and SOPs in a centralized knowledge base to promote process clarity and audit compliance + Work with vendors and consultants to scope and execute enhancements,… more
- Indeed (New York, NY)
- …meaningful insights from complex qualitative and quantitative datasets. + Familiarity with Audit Standards as well as compliance and control frameworks such ... of millions of people by connecting them with meaningful employment. The Internal Audit Manager will join Indeed's expanding Internal Audit team. You'll provide… more
- Bank of America (New York, NY)
- …+ Bachelor's Degree or equivalent work experience + Minimum 5-7 years of internal audit or front office business control or compliance or risk management ... Audit Supervisor - Global Corporate and Investment Banking New York, New York **To proceed with your application, you must be at least 18 years of age.** Acknowledge… more
- Astronics (East Aurora, NY)
- …and divisional leaders, you will: + Assist in developing and executing internal audit plans (including Sarbanes-Oxley 404 compliance ). + Evaluate operational and ... SOX controls for effectiveness and compliance . + Prepare clear audit workpapers and testing programs. + Communicate audit findings and partner with… more
- City of New York (New York, NY)
- …tools as well as interface with internal and external stakeholders. - Respond to audit and compliance requests and prepare reports for oversight agencies. Manage ... Director of Finance and will be responsible for: - Ensure vendor compliance with agency rules, procurement policies and M/WBE requirements to facilitate the… more