- Zurich NA (New York, NY)
- …+ Leading walkthroughs, control testing, and monitoring to ensure effectiveness and compliance . + Managing control documentation and reporting on status, issues, and ... Bachelor's degree with 8+ years' experience in internal controls, risk, or audit within a regulated or global insurance/financial services organization. + Proven… more
- Northwell Health (Lake Success, NY)
- …grouper logic, documentation opportunities, clinical documentation requirements, and compliance to regulatory and facility policies and procedures. 9.Conducts ... for file maintenance including entry into database for tracking and trending audit results. Communicate findings of potential or missed diagnoses and the revenue… more
- Mizuho Corporate Bank (New York, NY)
- …for management providing updates on the operations controls, initiatives, procedures, audit findings, operational incidents and any relevant information related to ... Coordinate with other internal functions (Non-Financial Risk, Business Risk & Control, Compliance ) on the implementation of any initiative impacting Operations. +… more
- M&T Bank (Rochester, NY)
- …outreach, appointment preparation, interaction/appointment, follow-up) and Risk Management ( audit requirements, fraud prevention, Know Your Customer (KYC) and ... plan) + Perform customer servicing interactions. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and… more
- City of New York (New York, NY)
- …Policy Board Rules on payments and revenues, and Comptroller's Office Directives' Compliance on internal controls. Responsibilities will include, but are not limited ... and adjust reports and correspondence affecting vendor accounts - Review and audit documents, claims, invoices and billing statements for vendor contracts - Prepare… more
- PVH Corp. (New York, NY)
- …from around the globe, we currently have COEs dedicated to: + Compliance + Employment + Intellectual Property (including Trademarks, Licensing and Brand Protection) ... coordination with Stock Plan administrator. + Processing and distributing quarterly audit response letters to external auditor and coordination with outside counsel… more
- M&T Bank (Buffalo, NY)
- …outreach, appointment preparation, interaction/appointment, follow-up) and Risk Management ( audit requirements, fraud prevention, Know Your Customer (KYC) and ... a consultative sales approach in some branches. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and… more
- Cytel (Albany, NY)
- …strategic input to support project planning and execution. + **Quality & Compliance :** + Ensure all database systems and deliverables meet regulatory requirements ... and internal quality standards. + Support audit readiness and continuous improvement initiatives. + **Following project...support during study + Data standards governance + Maintaining audit readiness Here at Cytel we want our employees… more
- TEKsystems (Buffalo, NY)
- …activities, including processing, recordkeeping and reporting, while ensuring compliance with internal policies and external regulations. Primary Responsibilities: ... drive serial number reports and verify all wipe drive reports for internal audit and Federal regulations. + Participate in production of new internal systems… more
- Motion Recruitment Partners (New York, NY)
- …Experience** + Experience with WSPs (written supervisory procedures) + Ability to audit controls and processes (analyzing gaps in effectiveness) + Risk/ control ... procedures (WSPs). + Leverage internal tools to create a mini- audit system to identify and house the controls and...BAU execution of controls including + Partner with 2LoD Compliance to review Market Conduct & Supervision related procedures… more