- Prime Therapeutics (Raleigh, NC)
- … Officer's reporting to the Corporate Compliance Committee (CCC) and Finance, Compliance & Audit Committee (FCA) meeting materials. + Act as a liaison ... fuels our passion and drives every decision we make. **Job Posting Title** Compliance Analyst Principal (Performance and Oversight) - Remote **Job Description** The … more
- Regions Bank (Charlotte, NC)
- …eligible. **Requirements** + Bachelor's degree + Ten (10) years of experience in compliance , quality assurance/control, audit , or other related compliance ... **Job Description:** At Regions, the BSA AML and OFAC Compliance Function Manager operates as a first, second, or...a specific line of business. **Primary Responsibilities** + Conducts compliance reviews to identify potential areas of risk related… more
- UNC Health Care (Chapel Hill, NC)
- …or group feedback. Performs billing audits and ensures correct coding and billing compliance . Documents audit work and findings in accordance with department ... forth by the Federal Documentation Guidelines as well as other compliance education areas and audit findings. -Must have the ability to transfer technical coding… more
- US Bank (Charlotte, NC)
- …analytical skills. + Knowledge of IT standards, procedures, policies, governance, audit , controls and compliance oversight. + Security Certifications: **CISSP, ... discover what you excel at-all from Day One. **Job Description** The Cloud Compliance Engineer provides risk management support to line of business by identifying,… more
- SolomonEdwards (Raleigh, NC)
- …broker/dealer or non-deposit investment products (ideal), and/or o Second line (2LOD) compliance or audit functions with operational implementation experience. * ... information, visit SolomonEdwards ** Position Summary:** We are seeking an RNDIP Compliance and Oversight Consultant to join a leading national financial services… more
- SMBC (Charlotte, NC)
- …and the second and third lines of defense functions (ie Finance, Risk, Internal Audit , Compliance , Legal). + Manage activities related to EUC tools and support ... related discipline). + 3-5 years of business experience in finance, audit , risk, compliance , or regulatory management in banking / financial services. Specific… more
- Lowe's (Mooresville, NC)
- …at reducing error rates and enhancing data integrity, ultimately contributing to lower audit assessments and improved compliance outcomes. + Lead efforts to ... implement corrective actions that enhance compliance and reduce future audit exposure. + Conduct the initial review of all audit workpapers to ensure… more
- Truist (Raleigh, NC)
- …audits for IAM. Leads and develops strategies for closing cybersecurity management compliance gaps, partners in the analysis of legal, regulatory and compliance ... identify, manage and mitigate cyber risks, assessing and guiding remediation of compliance gaps, evaluating and tracking cyber program maturity, and acting as exam… more
- Truist (Raleigh, NC)
- …policies, providing automated efficient tools for regulatory monitoring. 4. Participate in compliance reviews, audit reviews, and remediation plan reviews to ... servers. 19. Knowledge with data encryption, SSL/TLS certification, security protocols, and audit / compliance reporting 20 Knowledge with version control in Git… more
- Grant Thornton (Charlotte, NC)
- …management and IT controls (IT general controls, application controls, etc.) for Internal Audit , SOX compliance , or other risk management activities + Experience ... in both proactive and responsive contexts for the Risk, Compliance & Controls Practice - all with the resources,...and report on risk management, internal control and internal audit engagements that develop, assess, or improve the design… more