- BMO Financial Group (New York, NY)
- …Ensures the maintenance of required internal control standards, including adherence to audit , regulatory and compliance policies. + Leads various strategic ... approved loans are in accordance with sound credit-granting principles and in compliance with Bank policies, procedures and guidelines. + Oversees the transactional… more
- Mizuho Corporate Bank (New York, NY)
- Responsibilities: Support direct team manager for all onboarding processes: + Manage daily onboarding requests for all divisions of Mizuho + End to end onboarding ... Liaise with Front Office and clients directly + Review monthly Americas Legal Compliance Dept. (ALCD) exceptions for new onboarding remediation + Adhere to internal … more
- Fujifilm (Albany, NY)
- **Position Overview** The Purchasing Compliance Analyst reports to the Associate Manager of HLUS Strategic Sourcing and Indirect Purchasing. The Purchasing ... group companies. This role focuses on monitoring procurement compliance , providing training, and supporting strategic sourcing activities to optimize purchasing… more
- BMO Financial Group (New York, NY)
- **MANDATE** The Team Lead, Administration reports directly to the Senior Business Manager in I&CB Strategy & Business Management. The incumbent is a direct ... manager for the Administrative and Executive assistants and key...and controls are implemented and adhered to - Ensure audit /regulatory guidelines and requirements are adhered to **AUTHORITIES:** This… more
- Mizuho Corporate Bank (New York, NY)
- Join Mizuho as a Lead for Controls & Audit function/team in Front Office IT! In this role you will serve as a member of the Front Office Technology Services Tower. ... across FO IT Towers to coordinate, track, and drive compliance with a broad array of IT controls and audit activities. You will be the Lead for the Embedded… more
- TD Bank (New York, NY)
- …areas, broader organization, and enterprise as appropriate. **Summary about the group ** : **U.S. Compliance Complaint/Marketing Review team reviews marketing ... years of experience **Desired/Preferred skills** + **Knowledge and experience within bank compliance or bank audit , legal and regulatory environment, enterprise… more
- TD Bank (New York, NY)
- …may vary depending on availability and individual circumstances._ The **Senior Manager , Compliance Governance & Operations** leads, develops and oversees ... who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance ,… more
- S&P Global (New York, NY)
- …thinker who can develop innovative training approaches that enhance learning and compliance outcomes. + Detail-oriented project manager able to balance competing ... are seeking a motivated professional to join the Ratings Compliance & Risk team as a Compliance ...accountability. + Provide clear, concise updates to senior executives, audit , and the board, demonstrating strategic insight and operational… more
- Ankura (Lexington, NY)
- …will be joining a team of industry experts with backgrounds in compliance , regulatory, legal, audit , operations, nursing, pharmacy, medical science, economics, ... on driving value to Life Sciences clients and external counsel through compliance , disputes, investigations and advisory services. The position has tremendous growth… more
- Grant Thornton (New York, NY)
- …related certifications required. + Preferred experience in management consulting, internal audit , regulatory compliance , and/or forensic engagements. + Proven ... As a Real Estate/Construction Advisory Manager , you will get the opportunity to grow...practice development, and business development. Responsible for an assigned group of clients. From day one, you'll be empowered… more