- SMBC (Sacramento, CA)
- …and Complaint Management. + Ensure UDAAP program is designed and implemented to meet regulatory expectations for a large bank . + Conduct detailed UDAAP risk ... our mission to create a completely new, 100% digital bank that uses consumer feedback to truly meet customers'...banking translates to a richer life. **JOB SUMMARY:** The Director , UDAAP/Complaints is responsible for the Unfair, Deceptive, or… more
- BMO Financial Group (Los Angeles, CA)
- …and syndications. Ensures the required internal control standards, including adherence to audit , regulatory and compliance policies. + Fosters a culture aligned ... Industries Group covering middle-market businesses ($50MM - $2B revenue). The Managing Director will be an experienced leader and business developer with a strong… more
- BMO Financial Group (Newport Beach, CA)
- …requirements are addressed satisfactorily and internal control standards, including adherence to audit , regulatory and compliance policies are met. + Preferred ... Facilitates profitable growth, risk management and enhanced return initiatives for the Bank . Working with lines of business and product partners, develops options to… more
- Charles Schwab (San Francisco, CA)
- …Reporting to the President & CEO of Schwab Asset Management, the Managing Director will lead efforts to define, manage and execute on our strategic vision ... activities ensuring projects and delivery stay on track and meeting our regulatory , compliance and risk obligations. + Represent and support SAM senior leaders… more
- Sacramento County (Sacramento, CA)
- …general supervision, the Auditor performs a wide variety of professional County-wide audit and attest duties such as reviewing account records and documents for ... laws, codes, ordinances, regulations, policies, and procedures related to accounting, audit and attest activities + Various professional accounting and auditing… more
- Comerica (Costa Mesa, CA)
- …activities and development plans are in place for staff. Compliance and Audit Ensure compliance with regulatory reporting requirements (CRA Sales size, ... with risk appetite, credit policy, credit terms and adherence to regulatory guidance. Position Competencies:Successful incumbents possess strong credit and line of… more
- The County of Los Angeles (Los Angeles, CA)
- … agencies and develops corrective action plans for deficiencies as noted in the audit report. + Monitors National Practitioner Data Bank reports and maintains ... by the Professional Staff Association (PSA) President, Hospital Medical Director and Hospital Administrator. Submits signed New Membership and/or Reappointment… more
- SCI Shared Resources, LLC (Roseville, CA)
- …with state, company, and SOX requirements. Document and Contract Preparation - Review, audit pre need contracts for completeness and compliance to state, company and ... SOX regulatory requirements. Ensure all contracts are processed timely and accurately. Bank reconciliation. Customer Service - Answer phones and greet walk-ins… more
- Teledyne (Redlands, CA)
- …+ Analyze complex manufacturing processes in coordination with Plant Manager and Site Director to improve decision making. + Direct team to achieve assignments using ... of quality. + Perform daily cash management duties, including the recording of bank deposits, updating and distribution of cash receipt logs, and posting of cash… more