- Wolters Kluwer (Austin, TX)
- …services. Professionals in healthcare, legal, business, tax, accounting, finance, audit , risk and compliance rely on Wolters Kluwer's market-leading ... how we do business, and build better judicial and regulatory systems. We help them get it right. This...business licensing solutions. In Financial Services, we support banks, non- bank lenders, credit unions, insurers, and securities firms of… more
- Citigroup (Irving, TX)
- Citi, the leading global bank , has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi provides ... and investment banking, securities brokerage, transaction services, and wealth management. As a bank with a brain and a soul, Citi creates economic value that is… more
- Otsuka America Pharmaceutical Inc. (Austin, TX)
- **Job Summary** The Senior Director of Quality Strategy and Operations will be responsible for developing and delivering the Global Quality strategic plan, ... maintain data integrity policies, procedures, and guidelines. Ensure compliance with regulatory requirements (eg, FDA, EMA) and industry standards (eg, GxP, ISO).… more
- CIBC (Houston, TX)
- We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right for our clients. ... You will collaborate closely with traders, treasury, operations, financial control, audit , technology, middle office, and other teams within CMRM. The position… more
- Charles Schwab (Westlake, TX)
- …audits are performed in accordance with regulatory requirements. Reporting to the Director (PL) of the Bank /AML Enterprise team, the Internal Audit ... responsible for Anti-Money Laundering (AML) and Fraud audits. The Bank Internal Audit team is focused on...experience with growing responsibility. AML/Fraud experience specific to internal audit and/or similar Big 4 Accounting or regulatory… more
- MUFG (Irving, TX)
- …Assist assigned AML Department Manager to prepare for and respond to internal audit and regulatory examination reviews. Under the direction of the assigned ... and/or special risk client activities in support of the Bank 's BSA/AML program. The AML Operations Team Leader will...to other AML operations areas, the Financial Intelligence Unit Director , BSA Officer, and/or Business Unit Executives. Build and… more
- MUFG (Irving, TX)
- …information to staff and line of business personnel * Assist CoE leadership with regulatory and audit preparations and special projects. * Collaborate with other ... A member of our recruitment team will provide more details. Reporting into the Director - Head of Financial Institutions EDD Operations in the Center of Excellence… more
- MUFG (Irving, TX)
- …GFCD Issues Management processes and procedures. + Support the IM Operations Regulatory & Audit Reporting Coordination Team to develop repeatable, standardized, ... role in the Global Financial Crimes Division of MUFG Bank , Ltd. ("GFCD") will report to the Vice President,...financial crimes compliance framework, including the roles of Internal Audit and Compliance Testing. + Develop an understanding of… more
- MUFG (Irving, TX)
- …programs (Sanctions, Anti-Money Laundering, Anti-Bribery & Corruption), business functions, Internal Audit , Compliance Testing, and Regulatory Exam Management in ... role in the Global Financial Crimes Division of MUFG Bank , Ltd. ("GFCD") will report to the Vice President,...Annual Renewal and other ad-hoc activities. + Support the Director , GFCD Issues Management and the Director … more
- PNC (Dallas, TX)
- …or local, state, national and global events that could affect the Bank operations and safety to employees (civil, political, economic, and natural). * ... include but not limited to; * Working with the Director or Senior Manager of Enterprise Event Management and...of annual program activities to meet minimum internal and regulatory requirements. * Serves as a point of contact… more