- SMBC (New York, NY)
- …Skills** + Minimum of 10 years of audit experience in the in Audit , Risk, Business Control, Compliance , Finance in the financial industry. + Strong knowledge ... range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees… more
- Capital One (New York, NY)
- Director , Network Compliance The Network Compliance Director will perform a key risk management role in the second line of defense for Capital One's ... help establish and implement the framework for the network compliance program. The Network Compliance Director...+ Develop strong relationships with Business Risk, Legal, and Audit peers to support the ongoing network compliance… more
- Capital One (New York, NY)
- Senior Director , Network Compliance The Network Compliance Senior Director will perform a key risk management role in the second line of defense for ... for the network compliance program. The Network Compliance Senior Director is a critical member...+ Develop strong relationships with Business Risk, Legal, and Audit peers to support the ongoing network compliance… more
- Citigroup (New York, NY)
- …and GenAI Engineering team and is a senior level management position, reporting to the Audit Director - AI Technology, Cyber, Data and GenAI Engineering, with an ... The Senior Audit Manager is within the AI Technology, Cyber,...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Citigroup (New York, NY)
- …AI Non-model Objects team and is a senior level management position, reporting to the Audit Director - AI Non-model Objects, with an overall objective to execute ... audit activities and assessments of the risk and control...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Capital One (New York, NY)
- Director , Enterprise Know Your Customer (KYC) Compliance Program The Director , Anti-Money Laundering (AML) Leader for Capital One's Enterprise Know Your ... + Bachelor's Degree or Military experience + At least 7 years in legal, compliance , risk management or regulatory experience in consumer financial services + At… more
- Meta (New York, NY)
- **Summary:** As Director of Sanctions Compliance in the Meta FinTech Compliance Team (MFTC) you will lead a team of compliance professionals and ... requirements applicable to registered money services businesses ("MSBs"). **Required Skills:** Director , Global Head of Sanctions Compliance Responsibilities: 1.… more
- JPMorgan Chase (Brooklyn, NY)
- …the status quo and striving to be best-in-class. As a Global Financial Crime Compliance Governance Director within the Compliance , Conduct and Operational ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...partnerships with senior business management and counterparts in Legal, Audit , Control, and Risk. + Execute existing strategy and… more
- NBC Universal (New York, NY)
- …relationships across NBCU Finance and key functional groups such as Tax, Treasury, Audit , IT, Sourcing and Compliance , including a structured cadence for regular ... and streaming, and bring to life through our global theme park destinations, consumer products, and experiences. We own and operate leading entertainment and news… more
- JPMorgan Chase (New York, NY)
- …queries and meetings. + Partner with Line of Defense stakeholders (Legal, Compliance , Operational Risk, Audit ) to understand priorities, manage the control ... and safeguarding assets of the firm. As an Executive Director - Control Manager supporting the Data & Analytics...+ Financial services experience in controls, or information security, audit , quality assurance, risk management, or compliance ;… more