- CIBC (New York, NY)
- …line of business specific risk appetite/segment risk statements/product risk statements with a focus on emerging enterprise , credit, market, operational ... LOBs and Capital Markets infrastructure partners (ie Finance, Operations, Technology, Risk Management, Compliance, Privacy, Audit ), regarding CIBC's governance… more
- MUFG (New York, NY)
- …of our recruitment team will provide more details. Reporting into the Managing Director , Regional Head of Americas AML Program Officer (APO), the role supports the ... and other critical activities as directed by the Managing Director , Head of Financial Crimes Office of the Americas....into Bank Policy in a manner commensurate with our risk profile; + Participating in global and regional financial… more
- Sinclair Broadcast Group (New York, NY)
- …Coaching and or SCRUM + Operating Model (ex CMMI, ISO and or ITIL) development and audit + Enterprise IT system life cycle analysis and deployment + Change and ... optimization to create a data driven environment. Ability to work as portfolio director , program lead and subject matter expert using Lean, Kaizen, Six Sigma, Design… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** TD Securities Compliance team is seeking a Director -level candidate to lead the Surveillance Data Quality Team. This is a global ... Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to deliver a Surveillance… more
- UMB Bank (Albany, NY)
- …and control procedure records and oversees governance activities at the direction of the Enterprise Risk Management Director . Being a UMB associate is unlike ... in enterprise risk management, risk management, enterprise risk management audit , Treasury or safety and soundness regulatory experience OR… more
- Grant Thornton (New York, NY)
- …at the C-Suite and Board levels. + Possess the ability to have enterprise -level conversations in areas such as Growth, Risk , Profitability & Performance ... Grant Thornton is seeking a Client Relationship Executive ( Director ) to join the team in New York,...a licensed, certified public accounting (CPA) firm that provides audit and assurance services ― and Grant Thornton Advisors… more
- TD Bank (New York, NY)
- …Crime Risk Oversight Specialist, Global Transaction Banking **Reports to:** Director , Financial Crime Risk Oversight, TD Securities, US **Position Summary** ... filing of a SAR. + Participate in the annual enterprise -wide AML/BSA/Sanctions/ABAC risk assessment process. + Conduct...Audit and regulators + Maintains a culture of risk management and control, supported by effective processes in… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, ... regulatory requirements and assisting business units to manage their regulatory risk . **Key Responsibilities:** + Design and implement a robust regulatory inquiries… more
- JPMorgan Chase (New York, NY)
- …red-teaming, human-in-the-loop, and online/offline testing), establish quality and risk metrics (precision/recall, content safety scores), and implement controls, ... + Lead innovation sprints and rapid prototyping; scale successful pilots into enterprise AI solutions. + Embed Responsible AI in workflows, ensuring safety, privacy,… more
- Citigroup (Getzville, NY)
- …principles for the consistent and controlled creation, maintenance, and use of enterprise data. Our mission is to empower the organization with fit-for-purpose ... responsibilities, processes, and controls to drive Strategic Ledger data requirements. + Risk and Issue Management: Report and manage risks and issues through the… more