- Citigroup (New York, NY)
- …partnership with control functions such as Legal, Compliance, Market and Credit Risk, Audit , Finance in order to ensure appropriate governance and control ... of high profile institutional accounts + Build a culture of responsible finance , good governance and supervision, expense discipline and ethics + Appropriately… more
- CIBC (New York, NY)
- …+ Coordinating US regulatory exams, compliance exams and audits by Internal Audit ; + Assisting in the preparation of written responses to regulatory exams ... and to advise on Compliance related matters; + Infrastructure support groups (eg, Finance and Operations) to collaborate on control issues; + US Legal to seek… more
- Citigroup (New York, NY)
- …partnership with control functions such as Legal, Compliance, Market and Credit Risk, Audit , Finance in order to ensure appropriate governance and control ... infrastructure + Build a culture of responsible finance , good governance and supervision, expense discipline and ethics + Appropriately assess risk/reward of… more
- Citigroup (New York, NY)
- …partnership with control functions such as Legal, Compliance, Market and Credit Risk, Audit , Finance in order to ensure appropriate governance and control ... infrastructure + Build a culture of responsible finance , good governance and supervision, expense discipline and ethics + Appropriately assess risk/reward of… more
- S&P Global (New York, NY)
- …risk and control management activities, including but not limited to Internal Audit findings, controls testing, risk management and responding to regulators. + ... S&P Global Ratings, our analyst-driven credit ratings, research, and sustainable finance opinions provide critical insights that are essential to translating… more
- Citigroup (New York, NY)
- …partnership with control functions such as Legal, Compliance, Market and Credit Risk, Audit , Finance in order to ensure appropriate governance and control ... infrastructure as well as reporting outputs + Appropriately assess risk/reward when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with… more
- Citigroup (New York, NY)
- …regulatory matters as required. Serves as liaison with regulatory examiners, Internal Audit , and external auditors on critical Compliance issues and oversees the ... with other internal areas including: Legal, Business Management, Operations, Technology, Finance , other Control Functions, and In-Business Risk to address compliance… more
- Citigroup (New York, NY)
- …including Front Office Sales and Trading Desks, Banking, Compliance, Legal, Finance and HR; alongside having significant interaction with our external client ... the Business + Develop an effective control framework that fully meets Audit , Compliance and Regulatory requirements; delivery of periodic presentations to external… more
- City of New York (New York, NY)
- …integrity and ethics. The Associate Staff Analyst will report to the Senior Director of the Department of Internal Audit and Assessment. Primary Responsibilities ... payments in a year). 12. Assist in coordinating annual Audit & Finance Committee schedule; and coordinate...special assignments or tasks, as requested by the Senior Director of Internal Audit and Assessment. NOTE:… more
- University of Rochester (Albany, NY)
- …to complete assigned audit projects and presents such plans to the Senior Audit Manager and Executive Director . + Makes certain that audit objectives ... specific projects or teams. + Works with the Senior Audit Manager and Executive Director in developing...**MINIMUM EDUCATION & EXPERIENCE** + Bachelor's degree in Accounting, Finance or Business Administration required. + 3 years of… more