- Charles Schwab (Westlake, TX)
- …employee trade monitoring solutions; and (vi) middle and back office operational functions. Reporting to a Director or Senior Manager in the Broker-Dealer/Asset ... with growing responsibility. Broker Dealer/Asset Management experience specific to internal audit and/or similar Big 4 accounting or regulatory experience… more
- Charles Schwab (Westlake, TX)
- …and operational risk management. The team also performs testing to confirm remediation of audit issues and regulatory issues. The Senior IT Auditor will be ... such as segregation of duties, configuration management, system interfaces, and data processing. Reporting to the Director or Senior Manager of the Corporate… more
- Charles Schwab (Westlake, TX)
- …such as segregation of duties, configuration management, system interfaces, and data processing. Reporting to a Director or Senior Manager of the BDAM ... **Your opportunity** The Internal Audit Department (IAD) of The Charles Schwab Corporation...their associated team members, among a complex operational and regulatory environment. + Knowledge and experience in control theory… more
- Houston Methodist (Katy, TX)
- …that secure compliance with ethical and legal business practices and accreditation/ regulatory / government regulations. + ** Audit Oversight & Lifecycle ... + Ensure all audit activity complies with CMS, commercial payer, and regulatory requirements. + Support policy and process development to strengthen audit … more
- NextEra Energy (Houston, TX)
- …external audit partners, NEE Corporate Responsibility Office (CRO), Federal Regulatory Affairs (FRA), other Trading Risk Management groups and commercial groups ... join our team today. **Position Specific Description** Support the compliance team and Director Trade Compliance with the coordination of all of NEER's SOX, CFTC,… more
- Datavant (Austin, TX)
- …compliance initiatives. + Provide zone-level performance metrics and updates to the Director of Compliance for inclusion in enterprise-wide reporting . + ... and compliance integration in technology environments. + Experience collaborating with internal audit or regulatory compliance teams. + Demonstrated success in… more
- Caris Life Sciences (Irving, TX)
- …will also act as a liaison between internal teams and the external auditors. Reporting directly to the Senior Director - Software Quality, this individual will ... with cross-functional teams across IT, Security, Finance, Accounting, Quality and Internal Audit to ensure controls are properly designed and documented. This role… more
- CIBC (TX)
- …will independently conduct control testing, providing assessment, consulting, and reporting on operational risk and controls involving people, technology, processes ... or external events that arise from audit and control testing. Independently understand and follow the...You work closely with the Sr. Managers and/or Program Director of the US TII Control Assessment Program on… more
- Wolters Kluwer (Austin, TX)
- …satisfaction. **Work Arrangement** : 100% Remote position. You will report to the Associate Director , Field Sales * CPESG | WK Audit & Assurance, and work ... Manager - Remote R0051782 | CP/ESG TeamMate | WK Audit & Assurance | WK Financial Services, Inc.** **About...under the leadership of the Director , Sales, CP & ESG TeamMate * CPESG |… more
- Texas Health Resources (Arlington, TX)
- …Health Resources + Core work hours: Monday - Friday; 8:00a-5:00p; Position Summary Reporting to the Director of Compliance and Privacy, the Manager Compliance ... Ethics key compliance concepts, and publication of the various compliance reporting mechanisms. Reporting /Investigation: Maintain an open-door policy for… more
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