- TD Bank (New York, NY)
- …**Physical Requirements:** Never: 0%; Occasional: 1-33%; Frequent: 34-66%; Continuous: 67-100% + Domestic Travel - Occasional + International Travel - Never ... projects and initiatives, executes on ad hoc deliverable requests related to audit , compliance, transactional testing, examinations, etc. + Maintain and build upon… more
- TD Bank (New York, NY)
- …Requirements:** Never: 0%; Occasional: 1-33%; Frequent: 34-66%; Continuous: 67-100% + Domestic Travel : Occasional + International Travel : Never + Performing ... kept current + Track and oversee progress of applicable internal and external audit issues relating to TDS US Compliance + Support regulatory challenge frameworks to… more
- TD Bank (New York, NY)
- …**Physical Requirements:** Never: 0%; Occasional: 1-33%; Frequent: 34-66%; Continuous: 67-100% + Domestic Travel - Occasional + International Travel - Never ... experience in a governance related field (eg Compliance, Risk Management, AML, Legal, Audit ) _The above details are specific to the role which is outlined in… more
- New York State Civil Service (Albany, NY)
- …for agency action; and* Other appropriate and occupationally related duties as assigned;* Travel may be required (up to 50%). Minimum Qualifications Preferred ... Employment Type Full-Time Appointment Type Permanent Jurisdictional Class Non-competitive Class Travel Percentage 50% Workweek Mon-Fri Hours Per Week 37.50 Workday… more
- TD Bank (New York, NY)
- …**Physical Requirements:** Never: 0%; Occasional: 1-33%; Frequent: 34-66%; Continuous: 67-100% + Domestic Travel - Occasional + International Travel - Never ... (including accruals, intercompany reconciliations, compensation) + Assisting with internal audit and governance requests, including preparation of reconciliations, organizing… more
- TD Bank (New York, NY)
- …**Physical Requirements:** Never: 0%; Occasional: 1-33%; Frequent: 34-66%; Continuous: 67-100% + Domestic Travel - Occasional + International Travel - Never ... correct GAAP & regulatory treatment. + Liaise with all external & internal audit counterparts as well as operations and financial operations teams. Responsible for… more
- TD Bank (New York, NY)
- …**Physical Requirements:** Never: 0%; Occasional: 1-33%; Frequent: 34-66%; Continuous: 67-100% + Domestic Travel - Occasional + International Travel - Never ... per MiFID II, Dodd-Frank, FCA, and other global regulations. + Maintain audit readiness for systems storing and processing voice data, including operational evidence… more
- Wolters Kluwer (New York, NY)
- …experience ** Travel requirements** Position requires occasional domestic and international travel **Benefits:** A comprehensive benefits package that begins ... with industry standards, regulations, and best practices. Assisting in audit & compliance activities by providing required ...in audit & compliance activities by providing required evidence and input. + Implement timely and practical… more
- TD Bank (Flushing, NY)
- …**Physical Requirements:** Never: 0%; Occasional: 1-33%; Frequent: 34-66%; Continuous: 67-100% Domestic Travel - Occasional International Travel - Never ... and follows dual control + Follows all security and audit measures to minimize potential loss + Utilizes bank...address and prevent fraud + Expected to complete all required in-classroom training and on-line training by established due… more
- TD Bank (New York, NY)
- …**Physical Requirements:** Never: 0%; Occasional: 1-33%; Frequent: 34-66%; Continuous: 67-100% + Domestic Travel - Occasional + International Travel - Never ... deliverables + Track and oversee progress of applicable internal and external audit issues relating to TDS US Compliance + Support regulatory challenge frameworks… more