- Cardinal Health (Raleigh, NC)
- …development programs and regulatory submissions. **_Job Summary_** The Senior Regulatory Specialist , Data Management & Governance for Medical Devices plays a ... and records. + Manage and enforce data provenance, ensuring a complete audit trail of a dataset's origin, transformations, and access for regulatory reporting.… more
- Vanguard (Charlotte, NC)
- …to inform compliance strategy. + Serves as a subject matter expert and liaison to regulatory agencies, internal audit , and risk partners. Supports regulatory ... exams and inquiries with timely and thorough responses. + Participates in special projects and enterprise initiatives, contributing compliance expertise to cross-functional efforts and strategic priorities. Qualifications + Minimum 5 years of compliance… more
- Xylem (Charlotte, NC)
- …self-audits and readiness assessments to ensure ongoing compliance, documentation availability, and audit preparedness. + Act as the lead liaison for CBP ... This role is responsible for program strategy, governance, risk management, and audit oversight while ensuring alignment with US Customs and Border Protection (CBP)… more
- TD Bank (Charlotte, NC)
- …and Risk reporting for the Compliance Function. This role serves as the liaison between the Compliance function and broader organization policies to ensure alignment ... ad hoc responses to regulatory agencies and mange internal audit findings, requests related to the risk and reporting...of the Compliance program + Represents CGO as a specialist on internal or external committees as well as… more
- TD Bank (Charlotte, NC)
- …controls. Specific accountabilities include the following: + Act as the central liaison between TD and the third-party provider, ensuring seamless integration of ... and third-party provider tool. + Support testing engagements from Internal Audit , Compliance Quality Assurance, and others. _The above details are specific… more
- City National Bank (Charlotte, NC)
- …AML, OFAC and the USA PATRIOT Act Bank wide. Plays a key role as a liaison with colleagues throughout the organization related to BSA, AML, OFAC and the USA PATRIOT ... a financial institution * ACAMS Current Certified Anti-Money Laundering Specialist (CAMS) Certification *Additional Qualifications* * Model risk management… more
- City National Bank (Charlotte, NC)
- …AML, OFAC and the USA PATRIOT Act Bank wide. Plays a key role as a liaison with colleagues throughout the organization related to BSA, AML, OFAC and the USA PATRIOT ... at a financial institution * ACAMS Current Certified Anti-Money Laundering Specialist (CAMS) Certification *Additional Qualifications* * Working knowledge of banking… more
- Truist (Charlotte, NC)
- …as continually evaluating alternative systems and methodologies. 3. Act as a liaison between FCI Management and other lines of business throughout the enterprise ... years of managerial banking or financial industry experience; preferably in a branch, audit , compliance or lending related capacity 3. Eight years of experience in… more