- Capital One (New York, NY)
- …Degree or Military experience + At least 3 years of experience as a people manager + At least 5 years of experience in compliance, surveillance, audit , or ... At least 5 years of experience as a people manager , ideally of a Surveillance function + At least...of full-time relatable experience in surveillance role, compliance, or audit related to securities and derivatives + FINRA Series… more
- M&T Bank (Getzville, NY)
- …and accurate reconciliation / reporting of assigned portfolio activity to Finance / Audit / SOX to ensure accurate Financial Statements in accordance with GAAP. + ... accounting requirements with input from Operational Accountant III, IV or Manager . + Participate in responsibilities associated with new business initiatives under… more
- Bank of America (New York, NY)
- …Units; communicating and interacting with the third line of defense (eg, internal audit ) as well as external regulators, as needed. + Writing technical reports for ... distribution and presentation to model developers, senior management, audit and banking regulators. + Acts as a senior...offered a role with Bank of America, your hiring manager will provide you with information on the in-office… more
- TD Bank (Albany, NY)
- …and control programs + Ensures ongoing compliance with internal/external audit and regulatory requirements. Provides prompt and comprehensive responses to ... all external audit , regulator and compliance requests and findings. Maintains appropriate...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Springbrook (Oneonta, NY)
- Position Summary: Assists in the audit process for the agency from development through implementation; conducts investigations into compliance issues, incidents and ... Safety and physical plant amongst others. + Provides special audit coverage for high-risk areas, suspected fraud and special...documents as needed or any other duties assigned by manager . + All other duties as assigned. Qualifications, Skills… more
- TD Bank (New York, NY)
- …all department processes + Ensures ongoing compliance with internal / external audit and regulatory requirements + Provides prompt and comprehensive response to all ... external audit , regulator and compliance requests and findings + Maintains...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- PNC (NY)
- …development and customer activities. Works cooperatively with the legal partners, audit and other risk disciplines across the organization. PNC Employees take ... Framework. PNC also has fundamental expectations of our people managers. As a manager of talent in PNC, you will be expected to: + **Include Intentionally**… more
- TD Bank (New York, NY)
- …and marketing materials for a broker-dealer/bank.** + **Prior testing, audit or business operations experience in areas involving regulatory compliance.** ... management, and with internal and external business partners (eg, Internal Audit , external consultants) to respond to regulatory requests, findings, audits and/or… more
- Confluent (Albany, NY)
- …position will be remote and will report to the Revenue Accounting Operations Manager **What You Will Do:** + Perform worldwide monthly financial close related to ... improvement and optimization + Work closely with the external audit team regarding any quarterly review and annual ...audit team regarding any quarterly review and annual audit requirement + Collaborate with the other finance departments… more
- KeyBank (Webster, NY)
- …scheduling, staffing issues and branch compliance with regulatory, security, and internal audit controls. At KeyBank, we believe it's our opportunity and our ... huddles and end of day debriefs + Follows compliance, audit , and security procedures, balances cash drawer within balancing...to stay current on offerings + Support the Branch Manager in onboarding and training of new Tellers to… more