- TD Bank (Jacksonville, FL)
- …deliver targeted training programs on financial crime risk topics, including AML , sanctions, anti-bribery & corruption, fraud, and other regulatory requirements. + ... documentation of training initiatives, delivery, and controls to meet internal audit , regulatory, and Monitor expectations. + Track and report on remediation… more
- Citigroup (Miami, FL)
- …individual banking, credit and investment products. Ensure transactions are completed within audit and compliance standards as well as timely execution. + Be ... procedures. + Review and ensure that transactions comply with AML /KYC (Anti Money Laundering and Know Your Client) policies...to establish overdraft lines & escalate to Service Team Manager . + Maintain Credit Documentation Deficiencies > 60 days… more
- MUFG (Tampa, FL)
- …and coordinate with respective Unit Managers in quick resolution. Respond Audit and Comptrollers inquiries and investigations. (11) Liaison responsibilities for SOX ... and ensure that they are corrected, documented and implemented Assist the Manager (or the Management) in identifying risk areas and implement/monitor practices to… more