- Equitable (Charlotte, NC)
- …work environment, and this position is based in our Charlotte, NC office. The AML Enhanced Due Diligence Manager ("EDD Manager ") will support the ... FIU Enhanced Due Diligence Manager ( 250000B6 ) **Primary Location** : UNITED...and lessons learned from applicable regulatory enforcements. + Execute AML and Sanctions annual risk assessment program, including control… more
- Fifth Third Bank, NA (Charlotte, NC)
- …and scoring. This manager may also be required to provide targeted AML and OFAC training to business unit staff and performing other assigned tasks related ... currency + Five years of related work experience, preferably with a BSA/ AML compliance department, internal audit , regulated FinTech, or regulatory agency.… more
- Truist (Raleigh, NC)
- …maintaining FircoSoft Continuity & Trust applications for Sanctions Screening, AML , and regulatory compliance throughout the applications lifecycle. The developer ... systems to comply with Trust standards as well as AML case management platforms such as Actimize and SAS...tools for regulatory monitoring. 4. Participate in compliance reviews, audit reviews, and remediation plan reviews to ensure solution… more
- Wells Fargo (Charlotte, NC)
- …financial crimes risk across Wells Fargo lines of business. The Financial Crimes Audit Team oversees, manages, and executes BSA/ AML /OFAC related audits across ... is seeking a Senior Auditor on the Financial Crimes Audit Team. The Financial Crimes Audit Team... findings and make recommendations to management + Inform manager of situational issues that might compromise objectivity or… more
- TD Bank (Charlotte, NC)
- …Crime Risk Specialist role develops and maintains TD's AML /ATF/Sanctions/ABAC programs, including frameworks, methodologies, policies, standards, procedures, ... guidance for complex situations + Complies with applicable internal and external audit and regulatory requirements and may actively provide support during Audit… more
- TD Bank (Charlotte, NC)
- …experience in a governance related field (eg Compliance, Risk Management, AML , Legal, Audit )** **Customer Accountabilities:** + Proactively advises the ... specialized/ad hoc training and reporting, as required.** **Compliance Business Oversight Manager ** **Reporting to the Senior Manager , the Compliance Business… more
- Citizens (Charlotte, NC)
- Description As the First Line Risk Senior Manager for the Embedded Banking business, you will represent the First Line of Defense and identify and mitigate potential ... federal regulatory requirements. You will also work with the First Line Risk Manager to initiate root cause analysis into control failures and identification of… more
- Regions Bank (Charlotte, NC)
- …section of the system. **Job Description:** At Regions, the Software Engineer Manager oversees application development for a department or group within the company. ... refines operational processes and systems to ensure effective regulatory and audit compliance + Applies interdisciplinary, collaborative approach to plan, design,… more
- Huntington National Bank (Charlotte, NC)
- …Roles & Responsibilities: + Perform upfront due diligence reviews, including credit, AML and risk policy review and approval + Determine lessons learned from ... Preferred Qualifications: + Experience with card brand bank sponsorship on site audit processes + Demonstrated ability to build and manage new policies, procedures… more
- TD Bank (Charlotte, NC)
- …contributes to the development and maintenance of TD's AML /ATF/Sanctions/ABAC programs, including frameworks, methodologies, policies, standards, procedures, ... equivalent work experience + 5+ years experience **Preferred Skills:** + AML or Sanctions risk management or technology experience **Customer Accountabilities:** +… more