- M&T Bank (Buffalo, NY)
- …Risk Oversight Analyst will support, and report, to the Segment Risk Manager responsible for oversight of interest rate, market or liquidity risk undertaken ... M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as… more
- TD Bank (New York, NY)
- …workforce + Act as a brand ambassador for your business area/function and the bank , both internally and/or externally **Breadth & Depth** + Ensure T+1 timeline for ... ideas or proof of concept that can improve the reviews + Support audit related activities by providing documentation and relevant subject matter expertise +… more
- TD Bank (New York, NY)
- …one of the three regional finance groups for the Wholesale Banking segment of TD Bank Group it has a key role in the USA providing support in financial, management, ... projects and initiatives, executes on ad hoc deliverable requests related to audit , compliance, transactional testing, examinations, etc. + Maintain and build upon… more
- City National Bank (New York, NY)
- …in the development, administration, and monitoring of programs that ensure the bank 's compliance with laws, regulations, and rules * Evaluate the effectiveness of ... CNB internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as… more
- TD Bank (New York, NY)
- …with a registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated regulator. + Firm understanding of global security and ... for detecting market abuse and manipulation. + Advanced understanding of testing or audit concepts and principles as well as control analysis and evaluation. +… more
- TD Bank (New York, NY)
- …management / control function partners (eg Risk, Legal, Compliance, AML and Audit ) to assess risks, develop and implement proactive strategies, tactics and programs ... to medium-term issues (eg 6-12 months) + Generally reports to a Senior Manager or above **Education & Experience:** + Undergraduate degree in Business (Accounting or… more
- City National Bank (New York, NY)
- …as necessary. WHAT WILL YOU DO? * In partnership with the TPRM Program Manager , develop a successful implementation plan consisting of: * Assist with the development ... / or oversight or relevant supplier or third party audit or compliance experience * Minimum of 4 years...help our clients, colleagues and communities flourish. City National Bank was founded in 1954 by entrepreneurs for entrepreneurs… more
- M&T Bank (Buffalo, NY)
- …junior team members. + Possess ability to direct/persuade/influence peers and manager " + Conduct independent research and complex analytical projects involving ... + Promote an environment that supports belonging and reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of… more
- TD Bank (New York, NY)
- …initiatives including global policies and governance. + Assist with regulatory and audit requests. + Provide backup to general AML compliance functions such as ... equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. As a team,… more
- M&T Bank (New York, NY)
- …+ Promote an environment that supports belonging and reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of ... internal and external audit points together with any issues raised by external...related duties as assigned. **Scope of Responsibilities:** As the manager for a book of client relationships, the Wealth… more