- TD Bank (New York, NY)
- …Control Room and Compliance broadly to respond to regulatory inquires and internal audit requests, including, requests for data, and exam inquiries as they relate to ... Room. + **Issues Management:** Track and manage Regulatory and Audit Findings related to Global Control Room to ensure...experience, with a minimum of 5+ years of relevant banking /finance industry experience directly in Compliance Control Room. +… more
- TD Bank (NY)
- …issues as a basis for recommending large-scale product, technical, functional or operations improvements + Serves as a source of expert advice to senior ... risk and control assessments in a 1st line business control, operational risk or audit role. + Knowledge in the following ORM programs; RCSA, QC Testing, Key… more
- TD Bank (New York, NY)
- …end-to-end automation of finance workflows. . Partner with Finance, Risk, Operations , and Business stakeholders to ensure technology solutions meet evolving ... systems. . Manage operational risk, cybersecurity, data quality, and audit requirements in technology solutions. **Qualifications:** **Education & Experience:** .… more
- TD Bank (New York, NY)
- …have adequately considered, managed, and mitigated risks in day-to-day activities, operations , products and services, and are operating within risk appetite in ... is adhering to internal (risk management, oversight function and audit ) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION**...will work with you to meet your needs. The Manager II, Governance & Control leads and manages a… more
- Amalgamated Bank (New York, NY)
- …ACH Administrator to perform all functions as it relates to the Bank's ACH operations . This role will keep abreast of product upgrades, identify risk and exposure, ... develop control procedures, and serve as liaison between the Electronic Banking department, vendors, and other pertinent Bank departments. By joining our team,… more
- TD Bank (New York, NY)
- …matters of confidentiality; escalate issues where appropriate + Ensure business operations are in compliance with applicable internal and external requirements (eg ... areas + Researches and investigates a range of financial accounting / audit operational and/or reporting issues + Requires specialized and/or advanced technical /… more
- TD Bank (New York, NY)
- …business impact assessment and gap analysis, deliver requirements, control design, audit and remediation. In addition, BRI supports the 6 pillar self-assessment ... working closely with Desk Heads, Business Management, Supervision, Transaction Management, Operations , Middle Office, Governance and Control, and 2nd line corporate… more
- New York State Civil Service (Albany, NY)
- …Anti-Fraud Specialist, Certified Global Sanctions Specialist, Advanced AML Audit Certification, Advanced Financial Crimes Investigations Certification, o Association ... Compliance; ABA Certificate in Fraud Compliance; Certified Regulatory Compliance Manager * Demonstrated experience with virtual currencyAppointment Method:Candidates must meet… more
- TD Bank (New York, NY)
- …have adequately considered, managed, and mitigated risks in day-to-day activities, operations , products and services, and are operating within risk appetite in ... Business is adhering to internal (risk management, oversight function and audit ) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** The… more
- Mizuho Corporate Bank (New York, NY)
- Responsibilities: Support direct team manager for all onboarding processes: + Manage daily onboarding requests for all divisions of Mizuho + End to end onboarding ... Dept. (ALCD) exceptions for new onboarding remediation + Adhere to internal audit requirements + Recommend and assist in requirements for efficiencies where needed… more