- TD Bank (Charlotte, NC)
- …vary depending on availability and individual circumstances._ The Compliance Governance & Operations Manager leads the development and implementation (or lead ... to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance...efficiencies + Liaise with risk, compliance, ERM/ORM, legal, and audit partners as required + Drive and support the… more
- Truist (Lumberton, NC)
- …Mid-level position to contribute to the success of Investment Portfolio Operations , Corporate Funding Operations or Collateral Management Operations ... time to time. + Contribute to the success of Investment Portfolio Operations , a priority one mission-critical function with $75+ billion in investment securities.… more
- TD Bank (Charlotte, NC)
- …vary depending on availability and individual circumstances._ The Compliance Governance & Operations Manager leads the development and implementation (or lead ... to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance...including transformation and technology initiatives. Reporting to the Senior Manager , CPM, the Manager ensures **r** egulatory… more
- TD Bank (Charlotte, NC)
- …team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about ... collaborative and creative in your approach. You will manage day-to-day operations while also helping design and implement a forward-thinking compliance program… more
- Regions Bank (Charlotte, NC)
- …teams (ideally in infrastructure, DevOps, or enterprise systems) + Understanding of IT operations , incident management, and escalation workflows 2. Audit & Legal ... and structuring + Comfortable working in a cross-functional environment with legal, audit , and operations **Position Type** Full time **Compensation Details**… more
- TD Bank (Charlotte, NC)
- …details for this role. **Line of Business:** Finance **Job Description:** The Finance Manager provides a range of strategic Finance advice, analysis and support for ... accuracy, compliance, and risk mitigation across the bank's financial reporting and operations . **Depth & Scope:** + Scope of role may have pan-business impact… more
- Wells Fargo (Southern Pines, NC)
- …National Branch Network as part of the Consumer, Small and Business Banking division. This is an interim non-exempt position. Successful completion and certification ... of the Branch Manager Readiness program is a pre-requisite to transition into...procedures in alignment with applicable regulations, as well as audit and escalation procedures, and managing the allocation of… more
- Wells Fargo (Belmont, NC)
- …National Branch Network as part of the Consumer, Small and Business Banking division. This is an interim non-exempt position. Successful completion and certification ... of the Branch Manager Readiness program is a pre-requisite to transition into...procedures in alignment with applicable regulations, as well as audit and escalation procedures, and managing the allocation of… more
- TD Bank (Charlotte, NC)
- …team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about ... collaborative and creative in your approach. You will manage day-to-day operations while also helping design and implement a forward-thinking compliance program… more
- Bank of America (Charlotte, NC)
- …CFA, CPA) preferred * Experience in any of the following areas: Operations /Finance/Risk/Compliance * Strong knowledge of financial markets, banking industry, ... Regulatory Reporting Operations Professional Charlotte, North Carolina;New York, New York...representation of the reporting function to control partners (eg, Audit and Compliance) * Identifies, tracks, and remediates errors,… more
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