- American Express (Apex, NC)
- …sectors, we create solutions that enhance satisfaction and value, streamline operations for scalability, and maintain trust and security. **Role Description:** The ... Senior Manager of Data Incident Reporting & Management plays a...incident management process. + Collaborate with risk, compliance, and audit partners to support reviews, exams, and other oversight… more
- Regions Bank (Charlotte, NC)
- …section of the system. **Job Description:** At Regions, the Software Engineer Manager oversees application development for a department or group within the company. ... refines operational processes and systems to ensure effective regulatory and audit compliance + Applies interdisciplinary, collaborative approach to plan, design,… more
- American Express (Charlotte, NC)
- …of American Express. American Express is seeking a dynamic and detail-oriented Compliance Manager to join the First Line of Defense (1LOD) Compliance Function. This ... to overseeing regulatory change management, ensuring that day-to-day business operations are compliant with regulatory standards and internal policies. The… more
- American Express (Apex, NC)
- …all sectors, we create solutions that enhance satisfaction and value, streamline operations for scalability, and maintain trust and security. The Enterprise Data ... part of the journey, we are seeking a Senior Manager of **Data Controls Design and Enablement** . This...experience in data governance, data risk, internal controls, or audit in the financial services or highly regulated industry… more
- Truist (Charlotte, NC)
- …including assurance providers (eg, Corporate Model Risk Management, Corporate Audit , and regulators). Support regulatory examinations and address respective ... Education: Advanced degree or equivalent experience in Statistics, Econometrics, Operations Research, Actuarial Science, Applied Mathematics, or other applied… more
- Truist (Charlotte, NC)
- …and/or Finance. 2. Ten plus years of senior management experience in banking , technology, operations , risk management and/or regulatory agencies. 3. Five ... areas for all significant data processes and initiatives prior to moving to Audit for validation. 9. Provides risk advisory to strengthen data risk controls when… more
- Truist (Winston Salem, NC)
- …enhance achievement of goals and objectives 6. Present and effectively communicate identified audit issues to Management and the Engagement Manager . 7. Develop ... assessment and project management skills 8. Deepen knowledge of the organization, operations , policies and procedures (including banking laws and regulations)… more
- Truist (Wilson, NC)
- …enhance achievement of goals and objectives 6. Present and effectively communicate identified audit issues to Management and the Engagement Manager . 7. Develop ... assessment and project management skills 8. Deepen knowledge of the organization, operations , policies and procedures (including banking laws and regulations)… more
- TD Bank (Charlotte, NC)
- …team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about ... collaborative and creative in your approach. You will manage day-to-day operations while also helping design and implement a forward-thinking compliance program… more
- TD Bank (Charlotte, NC)
- …Legal), and AMCB Consumer Bank teams to ensure that all regulatory, compliance, audit , and self-ID findings are remediated and customer and colleague impacts related ... + Drives timely, effective, and efficient resolution of regulatory, audit , compliance, and self ID findings + Actively identifies...a high-level management role within wealth management or private banking + FINRA Series 7, 24, and 66 (or… more
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