• Principal Auditor (Experienced Senior Auditor)…

    Capital One (Charlotte, NC)
    …in becoming part of our Audit team. As a member of the Audit team, the candidate will focus on operations of investment (securities and transactions). ... Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering… more
    Capital One (09/25/25)
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  • Senior Compliance Testing Analyst

    TD Bank (Charlotte, NC)
    …experience + 5+ years of experience **Desired Qualifications:** + **Prior testing, audit or business operations experience in areas involving regulatory ... to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance...matters. + Independently researches, reviews, and maintains expertise on banking regulations and laws, banking policies and… more
    TD Bank (09/06/25)
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  • Wholesale Credit Underwriter (Dealer Financial…

    Volvo Group (Greensboro, NC)
    …credit situations + Complete ownership and knowledge of dealer relationship regarding credit, audit and operations from time of initiation and onward + Provide ... a portfolio of dealers using various systems, including Sopra Banking Software Commercial Lending Platform (SBS SFPW), Risk Analyst,...Analysts and Credit Analysts on all aspects of credit, audit , and operations + Provide new employee… more
    Volvo Group (09/18/25)
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  • Senior Compliance Business Oversight Analyst

    TD Bank (Charlotte, NC)
    …team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about ... and creative in your approach. You will manage day-to-day operations while also helping design and implement a forward-thinking...of expertise + Research, review and maintain expertise on banking regulations and laws, banking policies and… more
    TD Bank (09/21/25)
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  • Compliance Risk Assessment Senior Associate

    TD Bank (Charlotte, NC)
    …team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about ... collaborative and creative in your approach. You will manage day-to-day operations while also helping design and implement a forward-thinking compliance program… more
    TD Bank (09/20/25)
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  • Lead IT Risk Strategy

    City National Bank (Charlotte, NC)
    …*Additional Qualifications* * Deep knowledge of business banking , real estate banking , capital markets, lending, payment operations etc. * Deep understanding ... that will be integral in supporting the development of the IT Risk Manager 's function strategy eg identification and development of workstreams in partnership with… more
    City National Bank (08/07/25)
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  • IT Risk Strategy Associate Analyst

    City National Bank (Charlotte, NC)
    …*Additional Qualifications* * General knowledge of business banking , real estate banking , capital markets, lending, payment operations etc. * Ability to ... identification and development of workstreams in partnership with the Head of IT Risk Manager . The role will support the function's FLoD IT Risk routines to ensure… more
    City National Bank (09/25/25)
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  • Senior Group Risk Specialist - Wealth & Asset…

    TD Bank (Charlotte, NC)
    …issues as a basis for recommending large-scale product, technical, functional or operations improvements + Serves as a source of expert advice to senior ... risk and control assessments in a 1st line business control, operational risk or audit role. + Knowledge in the following ORM programs; RCSA, QC Testing, Key… more
    TD Bank (09/27/25)
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  • Gbgm AML Onboarding

    Bank of America (Charlotte, NC)
    …senior stakeholders. The role will be supporting AML teams spanning Global Banking and Global Markets. This job is responsible for providing analytical support ... in a Global Markets Operations function for one or more operations ...functions and products. **Responsibilities:** + Provide support globally on audit issues, control enhancements, JDIS's, MRA's, MRIA's and any… more
    Bank of America (09/23/25)
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  • Business Controls Lead- Technology Risk…

    City National Bank (Charlotte, NC)
    …in a regulatory-facing role * Minimum 6-8 years of experience in banking operations , compliance and/or risk management activities *Skills and Knowledge* ... Bank's ("CNB") and Business Control Officer ("BCO") and Senior Business Control Manager for Risk Management and will partner with the Risk Framework leadership… more
    City National Bank (09/10/25)
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