- MUFG (Irving, TX)
- …others' EDD files for moderate to high-risk individuals and entities, to ensure compliance with the Bank Secrecy Act and the USA PATRIOT Act . Assist EDD ... team will provide more details. Reporting to the Enhanced Due Diligence (EDD) Manager , the BSA Specialist III is responsible for performing independent Quality… more
- MUFG (Irving, TX)
- …and service level agreements governing mission readiness and in support of the larger Bank BSA / AML program. Provide technical guidance and mentoring to staff ... and/or special risk client activities in support of the Bank 's BSA / AML program. The ...Manager to prepare for and respond to internal audit and regulatory examination reviews. Under the direction of… more
- Robert Half (Dallas, TX)
- …Comptroller of the Currency (OCC) fiduciary standards + Bank Secrecy Act ( BSA ) & Anti-Money Laundering ( AML ) requirements related to trust accounts ... We Need You: Protiviti is looking for an Internal Audit & Financial Advisory Manager focused on...and consumer protection + ERISA (Employee Retirement Income Security Act ) for employee benefit trust accounts + Uniform Prudent… more
- US Bank (Irving, TX)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...at-all from Day One. **Job Description** The Quantitative Senior Audit Project Manager (QSAPM) position within Corporate… more
- City National Bank (Dallas, TX)
- * AUDIT MANAGER I- ENTERPRISE RISK MANAGEMENT* WHAT IS THE OPPORTUNITY? The Audit Manager I position is a leadership role as an auditor-in-charge to guide ... and effectively communicate audit results to the Audit Senior Manager /Director and senior management in...groups to effectively plan, integrate and execute audits.Understands fraud, BSA / AML and general IT risks in order… more
- Bank of America (Dallas, TX)
- …focus of testing will be monitoring and identifying emerging risks to assess compliance with Bank Secrecy Act ( BSA ) / Anti-Money Laundering regulatory ... CAMS, CIA + Experience in Financial Crime Regulatory Compliance ( BSA / AML ) + Experience in Audit ...role-specific considerations. Should you be offered a role with Bank of America, your hiring manager will… more
- MUFG (Irving, TX)
- …**Qualifications** **_Qualifications:_** * Minimum of 3 to 5 years management experience, preferably in a BSA / AML environment * Minimum of 5 to 8 years direct ... aspects of Enhanced Due Diligence ("EDD") for Banks and Non- Bank Financial Institutions. The role holder is responsible for...activity * Review and evaluate information about the FI's AML programs, for example by using the Wolfsberg CBDDQ… more
- Bank of America (Dallas, TX)
- …and strong programming skills in Python, SAS or SQL + Strong understanding of BSA / AML regulatory requirements and how to solve for them with technology ... verbal communication skills; ability to interact with validation partners ( audit , MRM, and Regulators) + Expertise in data warehousing,...role-specific considerations. Should you be offered a role with Bank of America, your hiring manager will… more