• VP, Volcker Program Governance

    TD Bank (New York, NY)
    …and the Bank **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who ... Business is adhering to internal (risk management, oversight function and audit ) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** The… more
    TD Bank (08/21/25)
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  • Client Onboarding - Investment Advisors/Funds…

    Mizuho Corporate Bank (New York, NY)
    …approximately 3,500 professionals, and its capabilities span corporate and investment banking, capital markets , equity and fixed income sales & trading, ... Responsibilities: Support direct team manager for all onboarding processes: + Manage daily...exceptions for new onboarding remediation + Adhere to internal audit requirements + Recommend and assist in requirements for… more
    Mizuho Corporate Bank (08/20/25)
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  • Senior Analyst, Privates Compliance

    Wellington (New York, NY)
    …investment management capabilities that span nearly all segments of the global capital markets . Our investment solutions, tailored to the unique return ... a plus + Experience working at a large investment manager with diverse business lines or in a capacity...research and span nearly all segments of the global capital markets , including equity, fixed income, multi-asset,… more
    Wellington (09/24/25)
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  • Senior Analyst, Volcker Program Governance

    TD Bank (New York, NY)
    …and the Bank **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who ... Business is adhering to internal (risk management, oversight function and audit ) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** The… more
    TD Bank (09/21/25)
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  • VP, Global Control Room - Initiatives & Portfolio…

    TD Bank (New York, NY)
    …for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients ... Control Room and Compliance broadly to respond to regulatory inquires and internal audit requests, including, requests for data, and exam inquiries as they relate to… more
    TD Bank (09/20/25)
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  • Senior Compliance Officer - Fixed Income

    BMO Financial Group (New York, NY)
    …defense, and proactively identifies regulatory risk. + Focus on business/groups within BMO Capital Markets Corp but understand that there may be broader, ... a high stress environment with constantly changing expectations and regulatory & audit scrutiny. + Accesses, monitors and reports on sensitive Bank, customer,… more
    BMO Financial Group (09/22/25)
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  • Investment Operational Due Diligence Analyst

    Neuberger Berman (New York, NY)
    …Founded in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm manages $515 billion ... maintained with third party alternative fund managers (ie hedge, private equity, venture capital ) and specialty lenders. The right candidate will be able to identify… more
    Neuberger Berman (08/14/25)
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  • Assistant Controller - Secondaries

    Neuberger Berman (New York, NY)
    …+ Oversee fund administrators responsible for preparing quarterly financial statements, capital account statements, capital calls, and distribution notices + ... IRRs on a quarterly basis + Review management fee calculations + Collaborate with audit and tax professionals to support year-end audit and tax reporting… more
    Neuberger Berman (08/09/25)
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  • Director, Non-Models and Automation - Governance…

    TD Bank (New York, NY)
    …and priorities **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients ... risk appetite. As part of the key accountabilities of the role, the Senior Manager will: + Design the operating framework governing the use of EUCs and similar… more
    TD Bank (10/09/25)
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  • Senior Credit Risk Quantitative Expert (Hybrid)

    M&T Bank (New York, NY)
    …rate risk and liquidity risk management, as well as balance sheet and capital planning. Serves as Bank-wide or industry expert in key area(s) of quantitative ... rate risk and liquidity risk management, as well as balance sheet and capital planning, including but not limited to, loan delinquency, default and loss models,… more
    M&T Bank (09/24/25)
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