- M&T Bank (Buffalo, NY)
- …new methodologies within team. + Create configuration scanning plans that ensure compliance with internal policies and best practices; lead configuration scanning of ... for cybersecurity and technology leadership, including but not limited to audit reports identifying technical and procedural findings, common vulnerability score,… more
- City of New York (New York, NY)
- …as directed by the Commissioner or as requested by Bureaus. - Supervise the Compliance Support section (1 manager and 3 employees) 3. Direct and support ... Health and Safety has overall responsibility and oversight for DEP's compliance with environmental and health and safety standards and requirements. The… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $250,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** TD Securities Compliance team is seeking a Director-level candidate to lead...surveillance data quality issues. Engage with regulators and Internal Audit as needed to address any question s or… more
- Bassett Healthcare (Cooperstown, NY)
- …possible. What you'll do Under regular supervision of the division or department manager , the Administrative Assistant I - Clinical supports the services of the ... required follow-through occurs within an acceptable time-frame as observed by manager and providers. Accurately types all memoranda, reports and correspondence as… more
- Capital One (New York, NY)
- …and the ability to drive outcomes with business, technology, operational, and audit partners as well as external stakeholders. The successful candidate will be ... ideal candidate will be a seasoned risk management and compliance professional with strategic leadership skills, strong business acumen,...products + 10+ years of experience as a Risk Manager or Assurance within the financial services or tech… more
- Fluent (New York, NY)
- …to the Chief Financial Officer and play a key role in ensuring compliance with all SEC reporting requirements and corporate governance matters. You will lead ... you'll work closely with the Finance and Legal & Compliance teams on strategic transactions and a wide range...regarding matters related to quarterly and annual filings, internal audit , SOX controls and credit facility + Advise on… more
- KeyBank (White Plains, NY)
- …and are responsible for day-to- day Teller scheduling, staffing issues and branch compliance with regulatory, security, and internal audit controls. At KeyBank, ... morning huddles and end of day debriefs + Follows compliance , audit , and security procedures, balances cash...to stay current on offerings + Support the Branch Manager in onboarding and training of new Tellers to… more
- International Rescue Committee (New York, NY)
- …and fiscal reporting to ensure proper allocation of funding sources and compliance with donor requirements, limitations, and IRC control policies. + Monitor the ... all finance, accounting, grant budget management, and cash management. + Internal/External Audit closure and corrective action plan development and tracking + Attend… more
- Citigroup (Getzville, NY)
- …overall client satisfaction while at the same time meeting the firm's global audit , compliance , risk and control requirements + Owning the onboarding request ... liaising with clients and several teams in Sales, Legal, Compliance , Credit, KYC, Operations, etc to ensure that time...escalate issues with the processes + Assist the department manager to create and drive solutions + Take an… more
- Citigroup (Queens, NY)
- …as assigned by the Chief Investment Officer (CIO), including reporting requirements on Risk, Compliance , Finance and Audit + Assist in the review Pension and ... historical cash flows and performance data to verify investment manager track record returns + Support the monthly and...Assists in providing accurate and timely feedback on all audit requests + Assists with the month-end valuation and… more